Responsible Officer (Type 1 and 9; or Type 4 and 9)


Our client, is a fast growing Financial Services Institution with investment bank, private equity and asset management biz in Greater China region. The group is a listed company in Hong Kong and they want to develop their asset management biz in Hong Kong.  So they are looking for a high calibre candidate to fill up the following position:

 

Requirement

  • Diploma or Degree in related discipline
  • At least 5 years relevant experience in Securities firm
  • Solid experience in new company setting
  • Qualified for SFC Responsible Officer license Type 9 is must, Type 1 and 4 are highly preferred
  • Able to work under pressure, with strong communication and analytical skills
  • Good command of written & spoken Chinese and English, including Putonghua

 

Responsibilities

  • Responsible for apply type 9 license for the firm
  • Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
  •  Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients
  • Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline
  • Engage in promotion and marketing activities
  • Handle any other ad-hoc duties as required

If you are interested in finding out more about this career opportunity, please email your resume to Angela LI, angelal@charterhouse.com.hk Tel: (852) 3151 1320 Web: www.charterhouse.com.hk

 

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy

 

Apply for this position

Your name *
Your email *
Contact Number
Resume (only PDF, Word Doc or Docx)*
Message
Security Code *