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Compliance / Regulatory jobs

Found 19 jobs
    • Hong Kong
    • Posted about 1 month ago

    Minimum 6 years compliance testing or review experience in commercial banking International commercial bank Required - Chinese and English language skills Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement. Compile compliance review reports to highlight major regulatory compliance ...

    • Hong Kong
    • Posted 3 months ago

    Minimum 6 years compliance testing /review experience in commercial banking International commercial bank Required – Chinese and English language skills Responsibilities Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements Maintain an effective CSA checking mechanism and review approach Assist divisions / departments to prepare Key Risk Indicators (KRI) repo...

    • Hong Kong
    • Posted about 1 month ago

    Minimum 5 years regulatory compliance in commercial banking International commercial bank Required – Chinese and English language skills Position Objective: To provide supports to Central Compliance Team in overseeing and advising on regulatory requirements pertaining to licensing and registration matters, customer complaint handling, personal data protection, outsourcing / insourcing and equal opportunity. Duties of the Position: Provide advi...

    • Hong Kong
    • Posted about 1 month ago

    One of the world’s largest online financial services companies To lead the Greater China compliance function Excellent compensation package Head of Compliance role to lead the Greater China compliance function and to act as an industry spokesperson and expert to promote an excellent understanding of regulatory requirements. The successful candidate will work closely with the Senior Management, Legal, and Risk Management teams to develop and ma...

    • Hong Kong
    • Posted 3 months ago

    Leading Global Financial Services Firm Flexible and Supportive Environment Open For Big4/Law Enforcement Agency Candidates with Relevant Experience As one the leading global financial services firms in the industry, our client is ranked highly across all categories such as market share, credit rating, and financial strength. Being an integral part of the highly respected legal and compliance department, the successful candidate will assist in ...

    • Hong Kong
    • Posted 24 days ago

    Listed Company Regional Exposure Excellent Career Prospect Clients: Our client is a well known listed telecommunication provider in Asia. With their rapidly growing business, they are looking for a Financial Planning and Analysis Manager to support their finance team. Responsibilities: Perform monthly financial statements and analysis of financial data for management reporting purpose Handle group consolidated financial statements Perform busi...

    • Hong Kong
    • Posted 3 months ago

    Good working environment Transparent promotion path Attractive salary package Our client is an investment holding company, operates as a financial services company in Hong Kong. The company is primarily involved in the online and traditional brokerage of securities, futures, and options contracts, as well as mutual funds and insurance-linked investment products. Responsibilities: Responsible for business growth and increase in market share to ...

    • Hong Kong
    • Posted 24 days ago

    Key Responsibilities Origination Assist in Project origination, including pitchbook and proposal preparation Assess potential deals, originate and explore possibility of new business transactions and maintain client relationships Perform industry and company research as well as weekly capital market report Execution Handle financial institution assignments, including IPOs, FO and other ECM products Manage specific transactions through the deal...

    • Hong Kong
    • Posted 30 days ago

    Our client is a top tier global investment company with strong track record and global presence. They are currently looking for a dynamic team leader to lead the Transfer Agency team. Responsibilities: People Management - Lead a team of members in overseeing the day to day activities of the Transfer Agency, and lead the delivery of strategic projects Process and ensure the AML/KYC due diligence requirements are align with different legal struc...

    • Hong Kong
    • Posted 30 days ago

    Our client is a top tier global investment company with strong track record and global presence. They are currently looking for a dynamic team leader to lead the Transfer Agency team. Responsibilities: People Management - Lead a team of members in overseeing the day to day activities of the Transfer Agency, and lead the delivery of strategic projects Process and ensure the AML/KYC due diligence requirements are align with different legal struc...

    • Causeway Bay
    • Posted about 1 month ago

    10+ years of banking experience and 5+ years at supervisory level Regional Commercial Bank Causeway Bay branch Tertiary Education background expected This is an exciting opportunity for branch managers at banks. A regional commercial bank is looking to hire a Vice President for their Causeway Bay branch in Hong Kong. The position will be responsible for overseeing daily counter services and operations. All KYC and AML documentation will fully ...

    • Hong Kong
    • Posted about 1 month ago

    Investment holding company for a group of privately owned business Attractive remuneration package Small team/office based in Sheung Wan/Central area Our client serves as the holding company for a group of privately owned businesses including property, commodities, etc. Their investments cover different sectors across Asia and Europe. Reporting directly to the senior management, you will lead a small Finance team and manage the financial funct...

    • Hong Kong
    • Posted about 1 month ago

    Leading consulting firm in Hong Kong Attractive remuneration package Exciting opportunity for your career in a new direction Our client is a market leader in consulting area with global presence and won multiple awards in the industry. With growing demand from insurers and brokers to assist them in dealing with continued regulatory changes. Our client is looking for high achieving and motivated professionals for both Associate Director and Man...

    • Hong Kong
    • Posted 24 days ago

    This job at our client, an international law firm, with a strong pipeline of Hong Kong listing work, M&A and corporate compliance work going well into 2019 is ideal for a senior associate looking to move into a counsel level role. The practice has several high profile IPO projects for SOE clients in 2019 and lawyers with experience leading large scale SOE listing projects would be ideal. You will be joining a mid-sized team of associates and p...

    • Hong Kong
    • Posted 3 months ago

    Clients: Our client is one of largest listed property developer in Asia. Due to continuous business growth, they are looking for a high caliber Tax Manager to join their tax team. Responsibilities: Manage various tax reporting and working paper for quarterly/year end tax provision process Prepare and assist in PRC corporate tax compliance matters Analyse and propose restructuring and M&A transactions Support analysis and reporting for taxation...

    • Hong Kong
    • Posted 3 months ago

    Great career development opportunity Sizable team structure Excellent remuneration package Clients: Our client is one of the market leading professional services company, with their continuous expansion, they are now seeking for Accounting Manager to join their finance team. Responsibilities: Prepare monthly consolidated financial statements and management reporting pack Review accounting journals and management accounts to ensure compliance w...

    • Hong Kong
    • Posted 3 months ago

    Summary: Our client is a well known international law firm in central; they are seeking for a Company Secretary Supervisor to join their office in Hong Kong. Responsibilities You will be responsible for providing full spectrum of corporate services to the firm and clients, which includes: Managing a portfolio of commercial business clients Responsible for Company Secretary duties for clients who are offshore based jurisdictions such as BVI, Be...