Connecting...

Compliance / Regulatory jobs

Found 12 jobs
    • Hong Kong
    • Posted about 19 hours ago

    Minimum 6 years compliance testing or review experience in commercial banking International commercial bank Required - Chinese and English language skills Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. \dentify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement. Compile compliance review reports to highlight major regulatory compliance ...

    • Hong Kong
    • Posted 29 days ago

    Minimum 8 years AML advisory experience in commercial/corporate banking Prestigious commercial/corporate bank Strong language skills in English and Chinese Responsibilities: Assist Head of FCC to regularly review its adequacy to facilitate on ongoing AML reviews and screening on customers and transactions; Function as a subject matter expert in enhancing the ongoing AML systems including Transaction Monitoring, name screening and payment sanct...

    • Hong Kong
    • Posted 15 days ago

    An opportunity has arisen for an Anti-Money Laundering Manager to join the Hong Kong office of a top-tier international law firm. Reporting to the MLRO, the successful candidate will focus on anti-money laundering matters but will also work with the Compliance Team on a broad range of other compliance issues. Top-tier global law firm with cross-cultural environment Supportive team work culture 1M base salary per annum, bonus on top Duties will...

    • Hong Kong
    • Posted about 1 month ago

    International work environment Excellent salary and benefits Regional role with minimum travel requirement This is an excellent opportunity for an experienced Compliance Officer to join a leading international law firm and lead the compliance team across Asia. The successful candidate will be responsible for managing a mid-size regional compliance team in providing AML as well as compliance advisory support to the business and its clients. The...

    • Hong Kong
    • Posted 2 days ago

    Hong Kong founded hedge fund manager is seeking to hire a Responsible Officer to supervise SFC Type 9 regulated activities and to manage daily operations to ensure compliance with relevant regulatory requirements. Responsibilities: Manage daily business operations to ensure all regulatory obligations are met Develop, update, and maintain adequate operational procedural guidelines, checklists, and reporting mechanisms to ensure full regulatory ...

    • Hong Kong
    • Posted 29 days ago

    Minimum 8 years AML advisory experience in commercial/corporate banking Prestigious international commercial bank Strong language skills in English and Chinese Job Description Provide FCC/AML advisory to business stakeholders in their daily operations (e.g. Client On-boarding, AML Risk Assessment, AML Documentation and Waiver, etc.) Handle and advise business stakeholders on FCC/AML related enquiries, surveys, offsite reviews, onsite examinati...

    • Hong Kong
    • Posted 22 days ago

    Supportive environment Career path to Legal Admin/Secretary Training Opportunities Our client is a full-service offshore law firm with excellent reputation in advising on BVI, Cayman and Bermuda from their Hong Kong office. They are a reputable law firm with a huge number of lawyers who are exceptionally progressive, innovative and responsive. Due to their continuous growth, they are expanding their front-office support and now looking for an ...

    • Hong Kong
    • Posted about 2 months ago

    Multinational brand name in the FMCG industry Financial reporting role for an experienced accountant Great learning opportunity and experience in a huge corporate Clients: Our client is a top tier multinational corporate with superb reputation in the FMCG industry. To support their continuous expansion, they are seeking a high calibre candidate to join their Finance team for a maternity leave cover form mid April to October 2019. Responsibilit...