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Compliance / Regulatory jobs in Hong Kong

Found 12 jobs
    • Hong Kong
    • Posted 4 months ago

    Minimum 6 years compliance testing /review experience in commercial banking International commercial bank Required – Chinese and English language skills Responsibilities Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements Maintain an effective CSA checking mechanism and review approach Assist divisions / departments to prepare Key Risk Indicators (KRI) repo...

    • Hong Kong
    • Posted 10 days ago

    Provide FCC/AML advisory to business stakeholders in their daily operations (e.g. Client On-boarding, AML Risk Assessment, AML Documentation and Waiver, etc.) Handle and advise business stakeholders on FCC/AML related enquiries, surveys, offsite reviews, onsite examinations and investigations from regulators and/or industry associations Provide timely FCC/AML related regulatory updates to management and business stakeholders Issue compliance a...

    • Hong Kong
    • Posted 10 days ago

    Responsibilities: Assist Head of FCC to regularly review its adequacy to facilitate on ongoing AML reviews and screening on customers and transactions; Function as a subject matter expert in enhancing the ongoing AML systems including Transaction Monitoring, name screening and payment sanctions screening Leading a team to identify and to file Suspicious Transaction Reports (STRs) with the JFIU in Hong Kong Serve as the main point of contact fo...

    • Hong Kong
    • Posted 8 days ago

    Good working environment Transparent promotion way Attractive salary package Key Responsibilities: Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm Manage daily operations to ensure full regulatory compliance Comply with all applicable laws, rules and regulation...

    • Hong Kong
    • Posted about 2 months ago

    Listed Company Regional Exposure Excellent Career Prospect Clients: Our client is a well known listed telecommunication provider in Asia. With their rapidly growing business, they are looking for a Financial Planning and Analysis Manager to support their finance team. Responsibilities: Perform monthly financial statements and analysis of financial data for management reporting purpose Handle group consolidated financial statements Perform busi...

    • Hong Kong
    • Posted 3 days ago

    Top-tier global bank is inviting an experienced Risk/Audit/Control Manager to join its Hong Kong office. Top-tier global bank Team Leader Role Non-Chinese speaking candidates with local experience would also be considered The successful candidate will manage multiple teams across the Asia-Pacific region and will be responsible for identifying, monitoring, analysing, and mitigating business risks, and ensuring proper control policies and proced...

    • Hong Kong
    • Posted 28 days ago

    Prestigious Global Retailer Regional Position MNC culture Client: Our client is a prestigious retailer with excellent global presence. They are looking for Regional Accounting Manager who can work independently and leading a small team. Strong communication skills is a must as you are required to liaise with internal departments and external parties. You will direct report to the Finance Director. Responsibilities: Handle regional financial re...

    • Hong Kong
    • Posted about 11 hours ago

    Friendly working environment Great exposure Convenient work location Summary: My client is a multinational law firm in Hong Kong; they have 27 locations worldwide and are continuing to expand. They are currently seeking for a Company Secretarial Assistant to join their team. Responsibilities: You will be reporting to the Company Secretarial Supervisor and your main duties will include: Being responsible for routine compliance of private compan...

    • Hong Kong
    • Posted 2 days ago

    A high level of involvement in shaping the strategic direction of the business Lead a small team Attractive salary and benefits Our client is a leading securities brokerage firm with nearly 30 years of history and is listed on the Main Board of the Hong Kong Stock Exchange. It is now seeking a Head of Legal and Compliance (Managing Director Grade) for its Hong Kong office. The position will be responsible for providing strategic counsel in rel...

    • Hong Kong
    • Posted 9 days ago

    Summary: Our client is a top tier international full-service law firm, with around 120 people in Hong Kong. They are currently seeking for an Office Manager to oversee the overall business admin and operations. Responsibilities This role will suit someone who enjoys working in a fast-paced environment to ensure fee earners and clients receive a professional, efficient and high quality legal support service, which includes: Supervising support ...

    • Hong Kong
    • Posted 29 days ago

    Clients: Our client is a well-known listed MNC, with a strong presence all around the globe. With their rapid and continuous expansion, they are now seeking a Group Accountant. Responsibilities: Responsible for month-end closing for the company, perform detailed data in accordance with accounting standards Deliver financial reports to senior manager and board of committee Ensure the compliance and legal standards are met Requirements: Degree h...