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Internal Audit jobs in Hong Kong

Found 34 jobs
    • Hong Kong
    • Posted 4 months ago

    Client:   Our client is a well established Hong Kong listed conglomerate. They are now seeking for a suitable caliber to join their Internal Audit team as an Internal Audit Director position.     Responsibilities:   Reporting to Head of Audit and leading a small team in Hong Kong and China Partner with Senior Management and provide recommendation in regarding strategic, operational and financial risk area Responsible for financial and operatio...

    • Hong Kong
    • Posted 8 months ago

    Client:   Our client is one of the leading listed groups in the market with strong PRC presence. Business re-alignment has created a position for a seasoned Senior Audit professional to take the primary position within the department.    Responsibilities:     Reporting to the Executive Director and you will be responsible for overseeing the entire Audit/Risk department in China   Maintaining the risk control frameworks and corporate governance...

    • Hong Kong
    • Posted 10 months ago

    Client: Our client is a Hong Kong based conglomerate with a reputable presence across Asia. With their rapid and continuous expansion, they are now seeking an Internal Audit Director to join their team. Responsibilities: Report directly to the Head of Corporate Governance and leading a sizable team in Hong Kong Perform internal audit fieldwork process reviews including operational processes, internal controls, and financial reporting Evaluate ...

    • Hong Kong
    • Posted about 2 months ago

    Responsibility: The person shall be the Regional Audit Director responsible for reviewing and evaluating the effectiveness of the Bank's operational, compliance, system and market risks control (including Treasury Operation risk), and providing the results of the review and recommendations to Management   Accountability: Develop audit programs for assigned audits based on risk assessment and audit schedule which include the review and evaluati...

    • Hong Kong
    • Posted 8 months ago

    Client: Our client is one of the largest conglomerates in the market. Due to their continuous development, they are now seeking for suitable caliber to join their Internal Audit team as Senior Internal Auditor.   Responsibilities: Perform operational audits for the group’s overall business operations Prepare and execute audit assignments and provide recommendations Evaluate business operation and ensure relevant control and risk management pro...

    • Hong Kong
    • Posted about 2 months ago

    Responsibilities   Provide guidance and lead engagements on KYC due diligence in new client onboarding and conducting periodic review Perform guidance and perform account activity review in conducting periodic review and ensure timely escalation of suspicious transactions to MLRO Interact with FO staff on KYC/CDD deficiency issues and request for supporting records in new client onboarding and conducting periodic review  Ensure local procedure...

    • Hong Kong
    • Posted 5 months ago

    Responsibilities Handle SFC enquiries and S181, S182 & S183 investigations by the SFC, and investigations/ enquires from other authorities. Design compliance surveillance programs and conduct compliance monitoring/ reviews and ad-hoc investigations (including investigations of suspicious activities/ transactions). Report non-compliance issues noted and suggest remedy/ resolution and/or related compliance improvement plan. Liaise with business,...

    • Hong Kong
    • Posted 8 months ago

    Clients: Our client is a market leader with business across Asia Pacific. With their continuous expansion, they are now seeking for an Assistant Finance Manager to join their Accounting team.     Responsibilities: Handle monthly financial statements and management reporting pack for regional offices Prepare group consolidation and management analysis Review statutory accounts prepared by business units Ensure accounting process in accordance w...

    • Hong Kong
    • Posted about 2 months ago

    Responsibilities   Conduct and execute quality assurance controls AML monitoring and CIP review activities, including Client Onboarding, PR, Transaction Monitoring, Client Screening, STR Reviews etc Perform testing on transaction monitoring and CIP review activities in accordance with the regulatory requirements Assess the effectiveness of the compliance controls and relevant procedures, and to address the underlying risks and regulatory requi...

    • Hong Kong
    • Posted 2 months ago

    Our client is a fast-growing international top tier Fund House with global footprint.  With their rapid growth in business, they are currently looking for a dynamic Finance Manager to join their HK finance team.    Responsibilities:   Responsible for daily accounting functions including month end closing, monthly financial statements Handle tax and regulatory reports   Prepare budgeting and forecasting, analysis, reconciliation, tax and audit ...

    • Hong Kong
    • Posted 4 months ago

    Job Description Our client is a fast growing international asset management firm with global footprint.  With their rapid growth in business, they are currently looking for a dynamic Finance Manager to join their HK finance team.   Responsibilities: Responsible for daily accounting functions including month end closing, monthly financial statements, regulatory reports Handling management reporting and annual tax report Prepare budgeting and fo...

    • Hong Kong
    • Posted 5 months ago

    Our client is a fast growing international private equity firm with global footprint.  With their rapid growth in business, they are currently looking for a dynamic Management Accountant to join their HK finance team.    Responsibilities: Responsible for daily accounting functions including month end closing, monthly financial statements, maintain full set accounting records Handle tax and regulatory reports   Prepare budgeting and forecasting...

    • Hong Kong
    • Posted 8 months ago

    Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. dentify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement. Compile compliance review reports to highlight major regulatory compliance issues and risk implications. Conduct assigned special / ad-hoc reviews. Coordinate regulatory onsite and offsite examinations conducted by the regulators. ...

    • Hong Kong
    • Posted 10 months ago

    Client: Our client is a listed manufacturer with strong global presence. To cope with rapid growth of the business, they are now recruiting for a Financial Planning & Analysis Manager to join their team.  Responsibilities: Drive budget and forecast cycle for the group Responsible for financial planning cycle, ensuring timely completion and accurate forecasting; provided monthly and quarterly variance analyses and financial matrix Work closely ...

    • Hong Kong
    • Posted 7 months ago

    Responsibilities: Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements Maintain an effective CSA checking mechanism and review approach Prepare reports on issues / non-compliance identified in CSA checking Assist divisions / department to prepare Key Risk Indicators (KRI) reports based on data provided by divisions / departments Review gap analysis reports p...

    • Hong Kong
    • Posted 4 months ago

    Our client is a large financial services company.  It is now looking to hire a Senior Company Secretarial Officer for its Hong Kong office. This role would best suit Company Secretarial Assistants/Officers looking for a step up.   The successful candidate will report to the Department Head and will assist with providing a full range of company secretarial services and governance support.  Responsibilities will include preparing minutes, intern...

    • Hong Kong
    • Posted 7 months ago

    I am looking for an individual to serve as Equity Derivatives Valuations (VP/Dir) for my client, a leading global multi strategy hedge fund.   He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L.   Key Responsibilities:       ...

    • Hong Kong
    • Posted 7 months ago

    I am looking for an individual to serve as Middle Office Valuations Specialist for my client, a leading global investment management firm.   He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L.   Key Responsibilities:         ...

    • Hong Kong
    • Posted about 2 months ago

    This is a rare opportunity for private practice lawyers to go in-house and be part of a sizable in-house legal team of a highly regarded and well-established Hong Kong based company.    The successful candidate will work as Legal Counsel with responsibilities of supporting on litigation and investigations matters and advice internal and external business stakeholders on the related legal risks.  He/she will assist in and execute strategies in ...

    • Hong Kong
    • Posted about 2 months ago

    This is an excellent opportunity for lawyers who are seeking to expand their general banking and finance law skill set to a further specialised area - corporate banking.  Our client is a leading global banking group that provides financial services across the globe.  It is now seeking to hire an additional lawyer for its Hong Kong office.   The successful candidate will report to the Head of Legal and will be expected to take on various respon...

    • Hong Kong
    • Posted about 2 months ago

    Responsibilities   Prepare annual / interim financial disclosure, HKMA banking returns and Head Office reports Develop and implement internal control procedures in order to ensure data accuracy of financial disclosure and regulatory reporting Provide analysis and advice on new HKMA / Basel disclosure and regulatory reporting requirements Participate in related system projects and UAT testing Handle ad hoc projects to support department and man...

    • Hong Kong
    • Posted 4 months ago

    I am looking for a strategic leader to serve and lead as Head of Operations for my client, a leading bank in Hong Kong   Key Responsibilities:               Oversee the Operations Department for the bank and set up a strategic operational plan which would be based on the bank’s business plans Regularly review operational processes to ensure that: (1) adequate controls are in place to minimize errors; (2) maximum efficiency is achieved by strea...

    • Hong Kong
    • Posted 4 months ago

    I am looking for an individual to lead as Digital Partnership Senior Manager for my client, a leading Insurance firm in Hong Kong.   Key Responsibilities:                 Work with leadership and relevant team members on the commercial development of firm’s digital strategy To identify and analyze market / competitor analysis to deliver valuable insights Manage end-to-end project management of partnership development Provide regular and timely...

    • Hong Kong
    • Posted 4 months ago

    Client:   Our client is a well established local listed company with global footprints. In order to support their expansion, they are planning to enhance their system and seeking an experienced Financial System Assistant Manager/Manager  to join their Finance team.   Responsibilities: Reporting to Finance team head and bridging Finance and IT team Analyse business requirement, communicate with different users and plan for appropriate solutions...

    • Hong Kong
    • Posted 4 months ago

    Our client, a highly prestigious International law firm, is seeking to hire a Paralegal for their highly regarded Capital Markets team. The ideal candidate will have at least 2/3 years of corporate paralegal experience gained from an international firm.   Key responsibilities include: Assist with legal document review and preparation of legal review report; Draft transaction documents and proof reading Legal research; Assist with verification ...

    • Hong Kong
    • Posted 5 months ago

    Responsibilities:   Identify and rectify internal breaches/control weakness through ongoing review/monitoring of the control framework from group and local regulatory requirement perspective; Conduct regular reviews and surveillance on Compliance and controls framework, which cover the following and not limited to - investment selling practice (suitability), product due diligence, general compliance, ad-hoc thematic reviews; Prepare documentat...

    • Hong Kong
    • Posted 6 months ago

    I am looking for an individual to serve as Digital Project Manager/ Business Analyst for my client, a global leading financial services firm. Key Responsibilities:               Manage Projects to the correct level of governance and in line with the firm’s project management methodology Develop requirements and produce high quality process flows Work collaboratively and build relationships with internal stakeholders to elicit requirements to e...

    • Hong Kong
    • Posted 7 months ago

    I am looking for an individual to serve as Operations/Middle Office Specialist (China QFII) for my client, a leading global investment management firm.   He/She will manage the trade lifecycle of daily trading activities of all of firm’s activities in onshore China (Cash Equities, Index Futures, Commodity Futures, Convertible Bonds, Bonds and Cash Management).   Key Responsibilities:               Perform daily trade, position and cash reconci...

    • Hong Kong
    • Posted 8 months ago

    I am looking for an individual to serve as Senior Business Analyst/Project Manager for my client, a leading global financial services firm. He/She will work closely with the business and technology teams on major strategic and software development projects to effectively deliver change.    Key Responsibilities:                 Develop requirements and produce high quality process flows. Work collaboratively and build relationships with interna...

    • Hong Kong
    • Posted 8 months ago

    I am looking for an individual to serve as Senior Business Analysis for my client, a world-leading financial services firm. He/She will work closely with the business and technology teams on major strategic and software development projects to effectively deliver change.    Key Responsibilities:                 Develop requirements and produce high quality process flows Work collaboratively and build relationships with internal stakeholders to...

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