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University – Research Fellows / Faculty Dean jobs

Found 33 jobs
    • Hong Kong
    • Posted 5 months ago

    Responsibilities:   Identify and rectify internal breaches/control weakness through ongoing review/monitoring of the control framework from group and local regulatory requirement perspective; Conduct regular reviews and surveillance on Compliance and controls framework, which cover the following and not limited to - investment selling practice (suitability), product due diligence, general compliance, ad-hoc thematic reviews; Prepare documentat...

    • Hong Kong
    • Posted 10 months ago

    Responsibilities:   Process credit applications and credit exception approval request, make sound credit judgements and exercise delegated credit authority to approve credit facilities by following company policies and fulfilling all regulatory requirements Liaise with PB business to work out a solution to clients Recommend and assign margin ratios to financial instruments Liaise with other teams on extraordinary credit facilities Draft and up...

    • Hong Kong
    • Posted about 2 months ago

    Responsibilities   Provide guidance and lead engagements on KYC due diligence in new client onboarding and conducting periodic review Perform guidance and perform account activity review in conducting periodic review and ensure timely escalation of suspicious transactions to MLRO Interact with FO staff on KYC/CDD deficiency issues and request for supporting records in new client onboarding and conducting periodic review  Ensure local procedure...

    • Hong Kong
    • Posted 4 months ago

    Job Description Our client is a fast growing international asset management firm with global footprint.  With their rapid growth in business, they are currently looking for a dynamic Finance Manager to join their HK finance team.   Responsibilities: Responsible for daily accounting functions including month end closing, monthly financial statements, regulatory reports Handling management reporting and annual tax report Prepare budgeting and fo...

    • Hong Kong
    • Posted 4 months ago

    Client:   Our client is a well established local listed company with global footprints. In order to support their expansion, they are planning to enhance their system and seeking an experienced Financial System Assistant Manager/Manager  to join their Finance team.   Responsibilities: Reporting to Finance team head and bridging Finance and IT team Analyse business requirement, communicate with different users and plan for appropriate solutions...

    • Hong Kong
    • Posted 5 months ago

    Our client is a fast growing international private equity firm with global footprint.  With their rapid growth in business, they are currently looking for a dynamic Management Accountant to join their HK finance team.    Responsibilities: Responsible for daily accounting functions including month end closing, monthly financial statements, maintain full set accounting records Handle tax and regulatory reports   Prepare budgeting and forecasting...

    • Hong Kong
    • Posted 8 months ago

    I am looking for an individual to serve as Senior Manager/Team Head for my client, a leading bank in Hong Kong.   He/She will develop and manage the bank’s channel acquisition strategy to maximise e-channel sales.   Key Responsibilities:               Analyse channel and consumer behaviour to deliver valuable insights for channel development, marketing campaign and strategic initiatives Drive and manage digital revenue from investment and insu...

    • Hong Kong
    • Posted about 2 months ago

    Responsibilities   Prepare annual / interim financial disclosure, HKMA banking returns and Head Office reports Develop and implement internal control procedures in order to ensure data accuracy of financial disclosure and regulatory reporting Provide analysis and advice on new HKMA / Basel disclosure and regulatory reporting requirements Participate in related system projects and UAT testing Handle ad hoc projects to support department and man...

    • Hong Kong
    • Posted 7 months ago

    Responsibilities: Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements Maintain an effective CSA checking mechanism and review approach Prepare reports on issues / non-compliance identified in CSA checking Assist divisions / department to prepare Key Risk Indicators (KRI) reports based on data provided by divisions / departments Review gap analysis reports p...

    • Hong Kong
    • Posted 8 months ago

    Clients: Our client is a market leader with business across Asia Pacific. With their continuous expansion, they are now seeking for an Assistant Finance Manager to join their Accounting team.     Responsibilities: Handle monthly financial statements and management reporting pack for regional offices Prepare group consolidation and management analysis Review statutory accounts prepared by business units Ensure accounting process in accordance w...

    • Hong Kong
    • Posted 8 months ago

    Client: Our client is one of the largest conglomerates in the market. Due to their continuous development, they are now seeking for suitable caliber to join their Internal Audit team as Senior Internal Auditor.   Responsibilities: Perform operational audits for the group’s overall business operations Prepare and execute audit assignments and provide recommendations Evaluate business operation and ensure relevant control and risk management pro...

    • Hong Kong
    • Posted 8 months ago

    Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. dentify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement. Compile compliance review reports to highlight major regulatory compliance issues and risk implications. Conduct assigned special / ad-hoc reviews. Coordinate regulatory onsite and offsite examinations conducted by the regulators. ...

    • Hong Kong
    • Posted 9 months ago

    I am looking for a strategic leader to serve and lead as Head of System Development (Core Banking) for my client, a leading bank in Hong Kong.   Key Responsibilities:                 Manage the development of the core banking systems to support business growth as well as to ensure that the system is efficient, able to meet the SLAs, and complied with internal guidelines and regulatory requirements Plan & manage the resources to ensure that all...

    • Hong Kong
    • Posted about 2 months ago

    Responsibilities   Conduct and execute quality assurance controls AML monitoring and CIP review activities, including Client Onboarding, PR, Transaction Monitoring, Client Screening, STR Reviews etc Perform testing on transaction monitoring and CIP review activities in accordance with the regulatory requirements Assess the effectiveness of the compliance controls and relevant procedures, and to address the underlying risks and regulatory requi...

    • Hong Kong
    • Posted 4 months ago

    Responsibilities Review and improve risk management policy and risk management framework Contribute to the development of risk system and improving current process by ways of automation Perform regular risk assessment from both market risk and credit risk perspective Analyse current risks and identifying potential risks Monitoring market risk and ALM limits for Execution Desk and Trading desk, the purpose is to control the potential risk form ...

    • Hong Kong
    • Posted 5 months ago

    Responsibilities Handle SFC enquiries and S181, S182 & S183 investigations by the SFC, and investigations/ enquires from other authorities. Design compliance surveillance programs and conduct compliance monitoring/ reviews and ad-hoc investigations (including investigations of suspicious activities/ transactions). Report non-compliance issues noted and suggest remedy/ resolution and/or related compliance improvement plan. Liaise with business,...

    • Hong Kong
    • Posted about 2 months ago

    Responsibility: The person shall be the Regional Audit Director responsible for reviewing and evaluating the effectiveness of the Bank's operational, compliance, system and market risks control (including Treasury Operation risk), and providing the results of the review and recommendations to Management   Accountability: Develop audit programs for assigned audits based on risk assessment and audit schedule which include the review and evaluati...

    • Hong Kong
    • Posted about 2 months ago

    An opportunity has arisen for a Compliance Officer/Conflicts Analyst to join the Compliance Department of a top-tier international law firm.   The successful candidate will provide support to different compliance issues, from conflict checking and advising on money laundering and sanctions.  Responsibilities include maintaining and updating, as well as advising on relevant compliance processes, policies, procedures and industry standards; revi...

    • Hong Kong
    • Posted 4 months ago

    I am looking for an individual to lead as Digital Product & Distribution Manager for my client, a leading Insurance firm in Hong Kong.   Key Responsibilities:               Drive the development of insurance products focusing on product design and distribution supports Conduct market research to understand the trends of various customer segments and distribution preferences Recommend appropriate product, marketing and distribution strategies P...

    • Hong Kong
    • Posted 5 months ago

    I am looking for an individual to serve as Middle Office Analyst for my client, a large American Asset Management in Hong Kong   Key Responsibilities:                  Responsible for implementing investment convictions by authorizing complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts Ensure all trade authorizations are in compliance with guidelines and regulatory rules, tax and e...

    • Hong Kong
    • Posted 5 months ago

    I am looking for an individual to serve as Middle Office Analyst for my client, one of the largest investment management organisation in the world.   Key Responsibilities:                 Responsible for implementing investment convictions by authorizing complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts Ensure all trade authorizations are in compliance with guidelines and regulat...

    • Hong Kong
    • Posted 5 months ago

    I am looking for an individual to serve as Middle Office Senior Analyst for my client, one of the largest investment management organisation in the world.   Key Responsibilities:                 Responsible for implementing investment convictions by authorizing complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts Ensure all trade authorizations are in compliance with guidelines and ...

    • Hong Kong
    • Posted 7 months ago

    I am looking for an individual to serve as Equity Derivatives Valuations (VP/Dir) for my client, a leading global multi strategy hedge fund.   He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L.   Key Responsibilities:       ...

    • Hong Kong
    • Posted 7 months ago

    I am looking for an individual to serve as Middle Office Valuations Specialist for my client, a leading global investment management firm.   He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L.   Key Responsibilities:         ...

    • Hong Kong
    • Posted about 2 months ago

    This is an excellent opportunity for lawyers who are seeking to expand their general banking and finance law skill set to a further specialised area - corporate banking.  Our client is a leading global banking group that provides financial services across the globe.  It is now seeking to hire an additional lawyer for its Hong Kong office.   The successful candidate will report to the Head of Legal and will be expected to take on various respon...

    • Hong Kong
    • Posted 4 months ago

    I am looking for a strategic leader to serve and lead as Head of Operations Change, APAC for my client, a large global Asset Management firm.   This role is to be based in Singapore.   Key Responsibilities:                 Provide strong leadership of the APAC Operations Change team - Programme Managers, Project Managers, Business Analysts and Business SMEs Oversight of a large portfolio of both regional and global Change initiatives Responsib...

    • Hong Kong
    • Posted 5 months ago

    I am looking for a strategic leader to serve and lead as Head of Technology Platform for my client, a leading bank in Hong Kong.   Key Responsibilities:                 Lead and manage the digital platform team facilitating latest financial and innovative technologies developments for the bank Develop, manage and implement best-in-class customer centric journey via adoption of innovative and modernized technology, agile practice across all the...

    • Hong Kong
    • Posted 7 months ago

    Our client is one of the world’s largest private companies and was ranked among the World’s Best Employers 2020 List.  It is now looking to hire an APAC Data Privacy Lead for its Hong Kong office.  The successful candidate will be responsible for supporting and implementing data protection compliance strategies across the region and advising on the related legal and compliance matters.    Responsibilities will include updating and implementing...

    • Hong Kong
    • Posted 10 months ago

    I am looking for a strategic leader to serve and lead as Head of Technology Platform for my client, a leading bank in Hong Kong.   Key Responsibilities:               Lead and manage the Technology Platform team facilitating latest financial and innovative technologies developments for the bank Develop, manage and implement best-in-class customer centric journey via adoption of innovative and modernized technology, agile practice across all th...

    • Hong Kong
    • Posted 10 months ago

    I am looking for a strategic leader to serve and lead as Head of Digital Channels & Platform for my client, a leading bank in Hong Kong.   Key Responsibilities:                 Lead and manage the Digital Platform team facilitating latest financial and innovative technologies developments for the bank Develop, manage and implement best-in-class customer centric journey via adoption of innovative and modernized technology, agile practice across...

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