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Banking & Financial Services

AML Compliance Manager - Client On-Boarding/KYC, Private Banking

Job details

Location: Hong Kong
Job Type: Permanent
Discipline:
Reference: AMLCM/NR150321
Posted: 2 months ago

Job description

Job Responsibilities

 

  • Reviewing Customer Due Diligence / account opening documents to ensure compliance with know-your-client and anti-money laundering requirements, both from the perspectives of local regulatory and internal group requirements for new account opening and periodic reviews.
  • Performing AML related controls, e.g. reviewing and approving RM’s explanation of the transaction alerts and investigating the potential suspicious transactions
  • Follow up with outstanding AML related controls and escalate exceptions where appropriate
  • Assisting in handling ad hoc legal and compliance issues, attending enquiries from and handling inspection by regulators and head office
  • Performing compliance monitoring in relation to AML
  • Preparing and implementing AML related training programs to all staff

 

Requirements

 

  • University degree preferably in accounting, business or law.  Must have private banking experience
  • At least 5 years of solid experience in professional practice and/or the financial services sector, in private banking AML compliance field;
  • Sound knowledge of the AML Guideline issued by HKMA and SFC ;
  • Excellent command of spoken and written English, with Chinese language ability an advantage;
  • Experience in regulatory authority (i.e. SFC/HKMA) would be an added advantage

 

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, nestor.roldan@charterhouse.com.hk  Web: www.charterhouse.com.hk

 

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