AVP Central Compliance - Commercial Banking

Job details

Location: Hong Kong
Job Type: Permanent
Reference: AVP/NR240918
Posted: almost 3 years ago

Job description

Prime position objective:

  • To provide supports to Central Compliance Team in overseeing and advising on regulatory requirements pertaining to licensing and registration matters, customer complaint handling, personal data protection, outsourcing / insourcing and equal opportunity.


  • Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements in relation to outsourcing / insourcing, equal opportunity related matters and personal data protection;
  • Provide staff with relevant information and/or training on areas in relation to outsourcing / insourcing and personal data protection;
  • Handle and assist in the review of licensing / registration applications prepared by business units and Human Resources Division and prepare statutory notifications to
  • Assist in the review and assessment of customer compliance-related complaint cases referred by Service Quality Management Department;
  • Assist in the coordination in collecting information from business and supporting units when responding to compliance related enquiries and / or surveys raised / initiated by regulators and industry associations & handling enquiries from regulators;
  • Assist in any ad-hoc compliance related projects as designated by management from time to time.
  • Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management.


  • Degree holder in Law, Accounting, Finance or related disciplines
  • Minimum 5 years general audit / compliance experience in banking industry
  • Good knowledge in banking laws, Securities and Future Ordinance, operations, products and services
  • Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels
  • Proficiency in using MS Word, MS Excel and MS Powerpoint.

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan,  Tel: (852) 3151 1300 Web:

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