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Banking & Financial Services

Compliance Manager, Client Documentation - Private Bank

Job details

Location: Hong Kong
Job Type: Permanent
Discipline:
Reference: CMCD/NR150321
Posted: 28 days ago

Job description

Job Responsibilities

 

  • To conduct review of account opening documentation in line with internal and regulatory customer due diligence requirements, to ensure the completeness and accuracy of the account documentation.
  • To handle client data and document updates/account maintenance requests
  • Perform on-going due diligence on existing customers
  • Handle inquiries from sales teams in relation to customer due diligence related documentations or client data maintenance.
  • Reporting, including monthly KRI reporting to Head Office, bi-weekly corporate governance report
  • CPM tool review on daily basis
  • Preparation of bank reference letter on ad-hoc basis
  • Handling of deceased accounts on ad-hoc basis.

 

Requirements:

 

  • Degree in Economics, Finance, Accounting, Law, or related disciplines are preferred.
  • Good knowledge of the AMLO and rules, codes and guidelines issues by HKMA on AML/CFT.
  • Must have experience in private banking
  • Experienced in AML/CFT transaction monitoring.
  • Confident in interpersonal and communication skills.
  • Solid knowledge of the relevant laws and regulators pertinent to bank.
  • Good command of English and Cantonese.

 

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, nestor.roldan@charterhouse.com.hk  Web: www.charterhouse.com.hk

 

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