Job details
Location: | |
Job Type: | Permanent |
Discipline: | |
Reference: | CRM/NRW210918 |
Posted: | over 5 years ago |
Job description
Responsibilities:
- To carry out the compliance monitoring programmes on high-risk operations
- To perform scheduled branch visits
- To perform compliance review / self-assessment on selected operations
- To prepare management report on branch visit and compliance review/ monitoring
- To provide recommendations on compliance issues and findings being identified
- To follow up the implementation of recommendations issued
- To assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment
- To participate in compliance training activities
Requirements:
- University graduate or relevant professional qualifications, such as AHKIB, CPA, etc.
- Minimum of 4 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience
- Good knowledge of requirements from HKMA / SFC / PCPD
- Good presentation and report writing skills
- Confident, efficient and effective team player with initiative and who is able to work independently
- Able to exercise judgment, work under pressure, and liaise effectively with business and supporting units
- Proficiency in both spoken and written English and Chinese
- PC literate with good knowledge of MS Office
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, enquiries@charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk
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