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Compliance Review Manager

Job details

Location: Hong Kong
Job Type: Permanent
Discipline:
Reference: CRM/NRW210918
Posted: about 2 months ago

Job description

Responsibilities:

  • To carry out the compliance monitoring programmes on high-risk operations
  • To perform scheduled branch visits
  • To perform compliance review / self-assessment on selected operations
  • To prepare management report on branch visit and compliance review/ monitoring
  • To provide recommendations on compliance issues and findings being identified
  • To follow up the implementation of recommendations issued
  • To assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment
  • To participate in compliance training activities

Requirements:

  • University graduate or relevant professional qualifications, such as AHKIB, CPA, etc.
  • Minimum of 4 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience
  • Good knowledge of requirements from HKMA / SFC / PCPD
  • Good presentation and report writing skills
  • Confident, efficient and effective team player with initiative and who is able to work independently 
  • Able to exercise judgment, work under pressure, and liaise effectively with business and supporting units
  • Proficiency in both spoken and written English and Chinese
  • PC literate with good knowledge of MS Office

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, enquiries@charterhouse.com.hk  Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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