Head of Regulatory Compliance - Corporate Banking

Job details

Location: Hong Kong
Job Type: Permanent
Reference: HRC-CB/NR210519
Posted: over 1 year ago

Job description

  • Minimum 10 years regulatory/advisory compliance experience in commercial/corporate banking
  • Prestigious international corporate bank
  • Strong language skills in English and Chinese


  • Provide effective compliance advice and support to management as well as business stakeholders
  • Ensure timely dissemination of regulatory update and issuance of compliance alerts to management as well as business stakeholders
  • Promote and maintain an effective working relationship with internal business stakeholders as well as local regulators (e.g. HKMA and SFC)
  • Act as the Personal Data Protection Officer of HK Branch
  • Interpret local regulations to establish/review compliance policies and procedures in managing regulatory and compliance risks of HK Branch
  • Establish effective mechanisms to track the progress of business stakeholders in complying with regulatory requirements and recommendations of regulators/auditors
  • Monitor regulatory changes and developments in relevant business areas to ensure the relevancy/applicability of existing policies and effective implementation of any new policies
  • Oversee and manage the design and delivery of compliance training to business stakeholders
  • Take up ad-hoc projects as assigned by management from time to time


  • Bachelor degree holder preferably in Law, Business or relevant discipline
  • Minimum 10 years of relevant compliance experience in Banking and Finance (With at least 7 years of Management experience)
  • Solid regulatory experience across corporate banking, global markets and transaction banking
  • Familiar with local regulatory regulations
  • Excellent leadership and people management qualities
  • Good command in written and spoken English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan Tel: (852) 3151 1320 Web:

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