IBD/Corporate Finance Compliance VP (Up to 1.3M base plus bonus)

Job details

Location: Hong Kong
Job Type: Permanent
Reference: IBD/ERW101018
Posted: about 2 years ago

Job description

This is an exciting position with a highly capitalized, already well-established but still expanding financial services company.  The successful candidate will take on a lead role in providing compliance advice and support mainly to the corporate finance business lines but will also provide assistance to the M&A, debt capital markets and investment management business units from time to time.

  • Team leader role
  • Up to 1.3M base plus bonus
  • Centrally located office

The primary purpose of the role is to identify and mitigate compliance risk in association with different IBD projects and investment activities.  The role will work closely with the senior management, front office and the legal department.  

The successful candidate should hold a Bachelor’s degree or above and have at least 8 years of related compliance experience with compliance advisory experience with an investment bank or similar.  Candidates with relevant experience with a regulator or a professional services firm will also be considered.  Fluency in English and Chinese is required for this role. 

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, Tel: (852) 3151 1300 Web:

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