Manager, Compliance - General Banking Advisory

Job details

Location: Hong Kong
Job Type: Permanent
Reference: MCG-BA/NR160919
Posted: about 2 years ago

Job description

  • Minimum 5 years general compliance experience in retail/corporate banking
  • Mid-size retail/corporate bank
  • Strong language skills in English and Chinese


To provide compliance advisory support with the aim to ensure the Bank’s Compliance with the relevant regulatory requirements.


  • Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new Bank’s business & operations;
  • Cultivate compliance culture and raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters;
  • Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects;
  • Track and monitor the Bank’s progress in complying with new and change of regulatory requirements and recommendations of regulators;
  • Identify and assess compliance risks of the Bank and provide recommendations to business and support units for compliance control improvement;
  • Coordinate and advise business and support units when responding to compliance related enquiries, queries and/or surveys raised / initiated by regulators and industry associations & handle enquiries from regulators;
  • Keep abreast of the latest development of applicable regulatory rules, requirements and environment of the banking industry;
  • Take up ad-hoc compliance related projects as designated by management from time to time;


  • Degree holder in Law, Accounting, Finance or related disciplines
  • Minimum 5 years regulatory compliance advisory in banking industry
  • Good knowledge in banking laws, Securities and Future Ordinance, HKMA rules and regulations, banking operations, products and services
  • Well-versed in relevant policies and procedures of banks as well as regulatory requirements applicable to banking industry
  • Strong communication and people management skills
  • Self-motivated, independent, good communication skills and able to communicate effectively at all levels
  • Proficiency in using MS Word, MS Excel and MS Powerpoint

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan Tel: (852) 3151 1320 Web:

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you with career advice and assist you to develop a tailored job search strategy.



This job has expired!