Job details

Location: Hong Kong
Job Type: Permanent
Reference: MOA/WS130421
Posted: 5 months ago

Job description

I am looking for an individual to serve as Middle Office Analyst for my client, one of the largest investment management organisation in the world.


Key Responsibilities:              


  • Responsible for implementing investment convictions by authorizing complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts
  • Ensure all trade authorizations are in compliance with guidelines and regulatory rules, tax and eligibility criteria, Action List rating etc. Anticipates, and resolves compliance issues.
  • Identifies, prepares and reviews inter-account transactions for execution
  • Coordinates complex portfolio manager responsibility changes
  • Works independently with Portfolio Guideline Analysis (PGA) /Legal/Fund Administration on compliance issues as necessary
  • Actively shares ideas when participating in the development and enhancement of policies, procedures and controls to mitigate risk and improve efficiency


Key Requirements:                                         


  • Demonstrates an in-depth knowledge of Order Management functions, policies, procedures and systems and ability to apply them to work assignments
  • Strong effective and influential written and oral communication skills
  • Has in-depth knowledge of the securities and investment business


If you are interested in finding out more about this career opportunity, please email your resume to Wanny Soh, Web:


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