Senior Manager, AML Advisory and Policy

Job description

• Provide FCC/AML advisory to business stakeholders in their daily operations (e.g. Client On-boarding, AML Risk Assessment, AML Documentation and Waiver, etc.)
• Handle and advise business stakeholders on FCC/AML related enquiries, surveys, offsite reviews, onsite examinations and investigations from regulators and/or industry associations
• Provide timely FCC/AML related regulatory updates to management and business stakeholders
• Issue compliance alerts as and when necessary
• Effectively promote and maintain effective working relationships with business stakeholders
• Establish effective Financial Crime Prevention (incld. AML) policies and procedures to manage the financial crime risks (incld. Money-laundering risk)
• Establish effective mechanism to track the progress of business and support units in complying with FCC/AML regulatory requirements and/or recommendations of regulators/auditors
• Interpret new regulations and policies, evaluate existing AML procedures, develop new procedures and controls, implement and test the bank's AML procedures and policies when required
• Deliver FCC/AML training to business stakeholders
• Take up ad-hoc projects as assigned by management from time to time

Job Requirement:

• Bachelor degree holder in preferably Law, Business or relevant discipline
• Minimum 8 years of relevant FCC/AML experience in Banking and Finance across corporate banking, global markets, private wealth, and transaction banking
• Minimum 3 years of managerial experience
• Associate AML Professional (AAMLP) Certification by HKIB (preferable)
• Familiar with local regulatory regulations
• Excellent leadership and people management qualities
• Good command in written and spoken English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, enquiries@charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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