Senior Manager, Central or General Compliance

Job details

Location: Hong Kong
Job Type: Permanent
Reference: SMCG/NR141118
Posted: over 2 years ago

Job description

  • Minimum 5 years regulatory compliance in commercial banking
  • International commercial bank
  • Required – Chinese and English language skills

Position Objective:

To provide supports to Central Compliance Team in overseeing and advising on regulatory requirements pertaining to licensing and registration matters, customer complaint handling, personal data protection, outsourcing / insourcing and equal opportunity.

 Duties of the Position:

  • Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements in relation to outsourcing / insourcing, equal opportunity related matters and personal data protection;
  • Provide staff with relevant information and/or training on areas in relation to outsourcing / insourcing and personal data protection;
  • Handle and assist in the review of licensing / registration applications prepared by business units and Human Resources Division and prepare statutory notifications to regulators;
  • Assist in the review and assessment of customer compliance-related complaint cases referred by Service Quality Management Department;
  • Assist in the coordination in collecting information from business and supporting units when responding to compliance related enquiries and / or surveys raised / initiated by regulators and industry associations & handling enquiries from regulators;
  • Assist in any ad-hoc compliance related projects as designated by management from time to time.
  • Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management.


  • Degree holder in Law, Accounting, Finance or related disciplines
  • Minimum 5 years general audit / compliance experience in banking industry
  • Good knowledge in banking laws, Securities and Future Ordinance, operations, products and services
  • Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels
  • Proficiency in using MS Word, MS Excel and MS Powerpoint.

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan enquiries@ Tel: (852) 3151 1320 Web:

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