Job details
| Location: | |
| Job Type: | Permanent |
| Discipline: | |
| Reference: | Ref: SFCTRO/YY100119 |
| Posted: | over 5 years ago |
Job description
- Good working environment
- Transparent promotion way
- Attractive salary package
Key Responsibilities:
- Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm
- Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
- Manage daily operations to ensure full regulatory compliance
- Comply with all applicable laws, rules and regulations and standard of good market practices
Requirements:
- Minimum 3 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas: research, proprietary trading (with discretion), private equity, special situations and dealing with alternative investments.
- Current holder of SFC unconditional Responsible Officer license for Type 9 regulated activities preferred. However, current Type 9 Representatives will also be considered if they have the abovementioned experiences.
- Retail (public) fund experience a big plus
- Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
- Solid understanding about middle and back office operations, risk controls and investment process of fund management companies
- Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
- Good command of written & spoken English and Chinese (including fluency of Mandarin)
If you are interested in finding out more about this career opportunity, please email your resume to Yifan Yan, yifan.yan@ charterhouse.com.hk Tel: (852) 3151 1320 Web: www.charterhouse.com.hk
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