Job details
| Location: | Hong Kong S.A.R |
| Job Type: | Permanent |
| Discipline: | |
| Reference: | SVPRS/NR130522 |
| Posted: | almost 2 years ago |
Job description
About the job
Being the regulatory subject matter expert (“SME”) on Corporate & Investment Banking (“CIB”) products and transactions, the incumbent will be the project manager to provide strategic advisory from legal and regulatory requirement perspectives, in order to facilitate the execution of the CIB business initiatives.
Duties & Responsibilities:
Lead project management for new business initiatives on banking and securities CIB products’ initiatives by liaising with relevant internal and external stakeholders to achieve the desired organizational-level outcomes in a timely and efficient manner
Act as the SME in providing advice from a regulatory legal and compliance perspective with consideration to the bank’s governance and operating needs; and contribute to contextual mid-long term strategic planning regarding the regulatory compliance and internal governance dimensions of CIB projects
Lead the review and refinement of relevant internal Policy & Procedures, Product Due Diligence and Key Fact Statement for derivative products
Oversee the coordination of middle and back office enhancements in relation to the global CIB initiatives to drive synergies between our bank and securities’ legal entities in HK
Be a key contributor in providing directions to the bank’s local regulatory engagement related matters
Requirements:
Degree holder in Finance and Legal related disciplines is required with a minimum of 15 years’ relevant experience in the legal, compliance, and/ or business management functions of international banks or securities houses
Deep knowledge and understanding of relevant banking and securities laws; CIB products related (e.g. derivatives, securities) regulatory requirements, and market practice in HK
Proven track record of effective collaboration with and expectation management among diverse stakeholders within the international organizations
Experience in both banking sector and regulatory bodies/ banking & FI legal advisory is desirable
People oriented and a good team player with strong communication, interpersonal and presentation skills
Self-motivated with good analytical skills, and able to work under pressure with tight deadlines
Well versed in spoken and written English and Chinese
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, nestor.roldan@charterhouse.com.hk Web: www.charterhouse.com.hk
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