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VP, Compliance Advisory – Corporate Banking

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Discipline:
Reference: VPCACB/NR100222
Posted: 5 months ago

Job description

Job Responsibilities

  • Provide quality advisory service (including internal users' queries, regulator's queries/ on-site/ off-site examination, product program(s), etc.) on a timely basis to ensure compliance with all applicable statutory, regulatory and internal requirements related to the Branch's business that are not covered by AML/CFT Compliance Team

  • Disseminate information on statutory, regulatory and internal requirements related to the Branch's business that are not covered by AML/CFT Compliance Team to all relevant parties on a timely basis

  • Develop, revise, maintain policies and procedures (where applicable) in response to all applicable statutory, regulatory and Head Office requirements related to the Branch's business (that are not covered by AML/CFT Compliance Team) on a timely basis

  • Handle registration, de-registration of Relevant Individual & Executive Officer, Technical Representative & Responsible Officer and corporate licensing related to regulated activities, insurance agency to ensure compliance with all applicable statutory, regulatory and internal requirements in these aspects

  • Develop and deliver compliance training on applicable statutory, regulatory and Head Office requirements related to the Branch's business (that are not covered by AML/CFT Compliance Team) in accordance with the Compliance Plan I directive from Head Office or Local Management/ applicable statutory or regulatory requirements on a timely basis

  • Conduct compliance review on applicable statutory, regulatory and Head Office requirements related to the Branch's business (that are not covered by AML/CFT Compliance Team) in accordance with the Compliance Plan I directive from Head Office/ Management on a timely basis.

  • Handle complaint(s) that are not covered by AML/CFT Compliance Team in accordance with the Branch's Complaint Handling Procedure

  • Monitor new statutory/ regulatory developments and news related to the Branch business (that are not covered by AML/CFT Compliance Team) on regular basis

  • Provide support to Head of Compliance/ Team Head in ad-hoc projects I liaison with regulators/ Group Audit

 

Job Requirements

  • Degree holder in Accounting, Business Administration, Finance or Law or related discipline

  • Preferably with professional qualification in accounting/ banking

  • Minimum 6 years' experience in banking industry and/or financial regulator with hand-on compliance experience on general compliance, treasury and wealth management activities

  • Sound knowledge on various statutory and regulatory requirements relevant to banking industry and regulated activities

  • Broad product knowledge of corporate banking business and wealth management activities

  • Good command of both written and spoken English and Chinese

  • Good PC knowledge

  • Good interpersonal and problem solving skills

 

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, nestor.roldan@charterhouse.com.hk Web: www.charterhouse.com.hk

 

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Image 2022 02 26 T04 57 33