Investment Operations – Manager


This position is responsible for trade booking and following up on trade settlements placed by Private Wealth Advisors with counterparties. 



  • Covering Settlements across a range of product areas.
  • Inputting deals into the trading system.
  • Execute all trades with fund managers or internal/external counterparties during trading day.
  • Reconcile tickets with counterparties to ensure all trades are matched.
  • Work closely with the advisory team and provide recommendations based on the approved recommended list.
  • Ad hoc client visits with the Advisory team to provide more in-depth investment advice from an Operations standing, where required.
  • Conduct due diligence checks on fund managers.
  • Ensuring that all compliance policies and procedures are followed as well as following risk management procedures and controls and assisting on improvements where required.



  • At least 3 years experience in similar position with a bank or financial institution.
  • University graduate preferable.
  • Extensive and in depth knowledge across asset classes, specifically, Equities, FX & Mutual Funds.
  • Understand and comply with regulatory requirements as set out in the firms Risk and Compliance standards.
  • Is able to work collaboratively with other team members as well as being able to manage multiple priorities while working independently with minimal supervision.
  • Good communication skills and interpersonal skills with a fluency in written and spoken English and Chinese. 


Charterhouse Partnership Hong Kong is here to assist you in your   job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy


If you are interested in finding out more about this career opportunity, please email your resume to Joe McEgan,   enquiries@ Tel: (852) 3151 1300 Web:


Apply for this position

Your name *
Your email *
Contact Number
Resume (only PDF, Word Doc or Docx)*
Security Code *