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Compliance jobs

Found 8 jobs
    • Hong Kong
    • Posted 28 days ago

    The position will sit within the investment and trading division and will mainly provide compliance support to the equities and fixed income business teams. Direct report to the Chief Compliance Officer Up to $100K base per month plus bonus Highly supportive work environment The successful candidate will provide timely and effective compliance support to the above business areas to ensure compliance with internal policies and procedures and ex...

    • Hong Kong
    • Posted 20 days ago

    International work environment Excellent salary and benefits Regional role with minimum travel requirement This is an excellent opportunity for an experienced AML specialist to join the regional compliance team of a leading international law firm. As Money Laundering Reporting Officer/Deputy Money Laundering Reporting Officer, the successful candidate will be responsible for handling AML compliance matters and will provide related advisory sup...

    • Hong Kong
    • Posted 18 days ago

    Leading global banking group Great company culture Must have 5 years + of related experience Our client is a leading global banking group which provides a full range of banking and financing services to corporations, wealthy individuals, governments, institutional and private investors around the world. The successful candidate will leverage their technical knowledge of and experience in On-boarding/Client Due Diligence/KYC to enhance the clie...

    • Hong Kong
    • Posted about 1 month ago

    Friendly working environment Great exposure Convenient work location Summary: My client is a multinational law firm in Hong Kong; they have 27 locations worldwide and are continuing to expand. They are currently seeking for a Company Secretarial Assistant to join their team. Responsibilities: You will be reporting to the Company Secretarial Supervisor and your main duties will include: Being responsible for routine compliance of private compan...

    • Hong Kong
    • Posted about 1 month ago

    A high level of involvement in shaping the strategic direction of the business Lead a small team Attractive salary and benefits Our client is a leading securities brokerage firm with nearly 30 years of history and is listed on the Main Board of the Hong Kong Stock Exchange. It is now seeking a Head of Legal and Compliance (Managing Director Grade) for its Hong Kong office. The position will be responsible for providing strategic counsel in rel...

    • Hong Kong
    • Posted 27 days ago

    Our Client Our client is a European brand for shoes and accessories. Currently looking for new headcount for a Regional Financial Analyst, The role will cover regions in APAC such as Hong Kong, China, Korea and Japan. The role will be reporting to a Assistant Manager, FP&A. Responsibilities Prepare budget, forecast and business related analysis such as new shop opening proposal Provide insightful analysis on business / operation results for th...

    • Hong Kong
    • Posted 6 days ago

    An International law firm based in UK, with operations in several APAC regions is currently looking for a high calibre candidate to join the Finance team for tax function Duties Responsible for coordination, preparation and timely filing of tax returns for all partners in Hong Kong, rolling out information to third-party advisors for the preparation of other Asian partners’ tax returns on a timely basis, handling correspondences with tax autho...