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Compliance jobs

Found 8 jobs
    • Hong Kong
    • Posted about 1 month ago

    Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. dentify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement. Compile compliance review reports to highlight major regulatory compliance issues and risk implications. Conduct assigned special / ad-hoc reviews. Coordinate regulatory onsite and offsite examinations conducted by the regulators. ...

    • Hong Kong
    • Posted 3 months ago

    Our business partner, a reputable professional service is looking for a Compliance Accountant to join their business. This person must demonstrate self motivation, attention to detail, and strong analytical skills. Responsibilities: Investigate on accounting systems, control procedures, books, transactions and records to ensure compliance with the rules. Prepare comprehensive reports, quantifies the magnitude of the alleged issues/problems and...

    • Hong Kong
    • Posted 6 days ago

    Responsibilities: Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements Maintain an effective CSA checking mechanism and review approach Prepare reports on issues / non-compliance identified in CSA checking Assist divisions / department to prepare Key Risk Indicators (KRI) reports based on data provided by divisions / departments Review gap analysis reports p...

    • Hong Kong
    • Posted about 1 month ago

    Head up a small, cohesive compliance team Candidate ideally qualified to practice law or hold an LLM Knowledge of anti-bribery and corruption required   A Head of Compliance is sought by one of the world's leading luxury retailers.  Based in Hong Kong, the successful candidate will predominantly be responsible for overseeing all compliance matters in the Greater China region but will also provide technical and management expertise to support d...

    • Hong Kong
    • Posted 3 months ago

    Responsibilities:  Advise on AML and counter-terrorist financing (“CFT”) matters arising from day-to-day operations Investigate suspicious transactions reported by frontline staff or identified from the course of review of AML exception reports Report suspicious cases to the law enforcement agencies and/or regulators Conduct regular review and AML exception / MIS transaction monitoring reports and analysis transaction activity Perform AML risk...

    • Hong Kong
    • Posted 5 months ago

    Oversee banking operations for the bank Implement operational policies and ensuring compliance with banking regulations and policies Cantonese/Mandarin is MANDATORY   I am looking for a strategic leader to serve and lead as Head of Operations (Retail Banking) for my client, a leading bank in Hong Kong.   Key Responsibilities:               Responsible for the overall setup of the infrastructure and process of the operations service for the ban...

    • Hong Kong
    • Posted about 1 month ago

    Client: Our client is a reputable consulting firm with strong global presence. Due to continuous business growth, they are looking for a high caliber China Tax Manger to join their tax team.   Responsibilities: Manage various tax reporting and working paper for quarterly/year end tax provision process Prepare PRC corporate tax compliance matters Develop in depth knowledge of current and potential clients and being proactive in business develop...

    • Hong Kong
    • Posted 3 months ago

    Responsibilities:   Process credit applications and credit exception approval request, make sound credit judgements and exercise delegated credit authority to approve credit facilities by following company policies and fulfilling all regulatory requirements Liaise with PB business to work out a solution to clients Recommend and assign margin ratios to financial instruments Liaise with other teams on extraordinary credit facilities Draft and up...