Connecting...

Document Control jobs

Found 17 jobs
    • Hong Kong
    • Posted 6 months ago

    Client:   Our client is one of the leading listed groups in the market with strong PRC presence. Business re-alignment has created a position for a seasoned Senior Audit professional to take the primary position within the department.    Responsibilities:     Reporting to the Executive Director and you will be responsible for overseeing the entire Audit/Risk department in China   Maintaining the risk control frameworks and corporate governance...

    • Hong Kong
    • Posted 3 months ago

    Responsibilities:   Identify and rectify internal breaches/control weakness through ongoing review/monitoring of the control framework from group and local regulatory requirement perspective; Conduct regular reviews and surveillance on Compliance and controls framework, which cover the following and not limited to - investment selling practice (suitability), product due diligence, general compliance, ad-hoc thematic reviews; Prepare documentat...

    • Hong Kong
    • Posted 6 months ago

    Client: Our client is one of the largest conglomerates in the market. Due to their continuous development, they are now seeking for suitable caliber to join their Internal Audit team as Senior Internal Auditor.   Responsibilities: Perform operational audits for the group’s overall business operations Prepare and execute audit assignments and provide recommendations Evaluate business operation and ensure relevant control and risk management pro...

    • Hong Kong
    • Posted 7 months ago

    Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. dentify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement. Compile compliance review reports to highlight major regulatory compliance issues and risk implications. Conduct assigned special / ad-hoc reviews. Coordinate regulatory onsite and offsite examinations conducted by the regulators. ...

    • Hong Kong
    • Posted 19 days ago

    I am looking for a Derivatives Business Analyst for my client, a global Investment Management firm. He/She will act as a Business Analyst from front to back office for Derivative business. This role is to be based in Singapore.   Key Responsibilities:                Understand derivative business from market perspective to make sure the technology is being delivered in the right direction Partner with IT and vendors to come up solution, propos...

    • Hong Kong
    • Posted 3 months ago

    Our client, a highly prestigious International law firm, is seeking to hire a Paralegal for their highly regarded Capital Markets team. The ideal candidate will have at least 2/3 years of corporate paralegal experience gained from an international firm.   Key responsibilities include: Assist with legal document review and preparation of legal review report; Draft transaction documents and proof reading Legal research; Assist with verification ...

    • Hong Kong
    • Posted 9 months ago

    Our business partner, a reputable professional service is looking for a Compliance Accountant to join their business. This person must demonstrate self motivation, attention to detail, and strong analytical skills. Responsibilities: Investigate on accounting systems, control procedures, books, transactions and records to ensure compliance with the rules. Prepare comprehensive reports, quantifies the magnitude of the alleged issues/problems and...

    • Hong Kong
    • Posted 3 months ago

    I am looking for an individual to serve as Business Change Analyst for my client, a global leading asset management company.    Key Responsibilities:                 Assist the regional change initiatives with focus on Greater China investment change projects; by working with the other Business Change Managers within the team Develop a close working relationship with front office business stakeholders in order to determine functionality gaps a...

    • Hong Kong
    • Posted about 2 months ago

    I am looking for a strategic leader to serve and lead as Head of Operations for my client, a leading bank in Hong Kong   Key Responsibilities:               Oversee the Operations Department for the bank and set up a strategic operational plan which would be based on the bank’s business plans Regularly review operational processes to ensure that: (1) adequate controls are in place to minimize errors; (2) maximum efficiency is achieved by strea...

    • Hong Kong
    • Posted 2 months ago

    I am looking for a strategic leader to serve and lead as Head of Operations Change, APAC for my client, a large global Asset Management firm.   This role is to be based in Singapore.   Key Responsibilities:                 Provide strong leadership of the APAC Operations Change team - Programme Managers, Project Managers, Business Analysts and Business SMEs Oversight of a large portfolio of both regional and global Change initiatives Responsib...

    • Hong Kong
    • Posted 2 months ago

    Client:   Our client is a well established Hong Kong listed conglomerate. They are now seeking for a suitable caliber to join their Internal Audit team as an Internal Audit Director position.     Responsibilities:   Reporting to Head of Audit and leading a small team in Hong Kong and China Partner with Senior Management and provide recommendation in regarding strategic, operational and financial risk area Responsible for financial and operatio...

    • Hong Kong
    • Posted 5 months ago

    I am looking for an individual to serve as Equity Derivatives Valuations (VP/Dir) for my client, a leading global multi strategy hedge fund.   He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L.   Key Responsibilities:       ...

    • Hong Kong
    • Posted 5 months ago

    I am looking for an individual to serve as Middle Office Valuations Specialist for my client, a leading global investment management firm.   He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L.   Key Responsibilities:         ...

    • Hong Kong
    • Posted 7 months ago

    I am looking for a strategic leader to serve and lead as Head of Transformation for my client, a leading bank in Hong Kong.   Key Responsibilities:                  Partner with business stakeholders to manage the implementation of the transformation projects to ensure the delivery of the committed project objectives and results within approved budgets and timeframes. Ensure enforcement of project discipline, establishment and maintenance of p...

    • Hong Kong
    • Posted 9 months ago

    Client: Our client is a Hong Kong based conglomerate with a reputable presence across Asia. With their rapid and continuous expansion, they are now seeking an Internal Audit Director to join their team. Responsibilities: Report directly to the Head of Corporate Governance and leading a sizable team in Hong Kong Perform internal audit fieldwork process reviews including operational processes, internal controls, and financial reporting Evaluate ...

    • Hong Kong
    • Posted about 2 months ago

    Responsibilities Review and improve risk management policy and risk management framework Contribute to the development of risk system and improving current process by ways of automation Perform regular risk assessment from both market risk and credit risk perspective Analyse current risks and identifying potential risks Monitoring market risk and ALM limits for Execution Desk and Trading desk, the purpose is to control the potential risk form ...

    • Hong Kong
    • Posted 5 months ago

    Responsibilities: Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements Maintain an effective CSA checking mechanism and review approach Prepare reports on issues / non-compliance identified in CSA checking Assist divisions / department to prepare Key Risk Indicators (KRI) reports based on data provided by divisions / departments Review gap analysis reports p...

W1siziisijiwmjevmduvmjuvmdivntevmzuvngu3ogrjywutytrmzi00y2rmlwiymdytyzaynwyyywq1ywjll01py3jvc29mdfrlyw1zlwltywdlicgyks5wbmcixsxbinailcj0ahvtyiisijiwmdb4mzawiyjdxq
W1siziisijiwmjevmduvmjuvmdivndivmdcvmwu1mgjmzditzjllyi00odk3lweznmqtnjcxztgzzwzimmnkl01py3jvc29mdfrlyw1zlwltywdlicgzks5wbmcixsxbinailcj0ahvtyiisijkwmhg3njcjil1d