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Jobs in Banking & Financial Services
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- Hong Kong
- Posted 8 days ago
Responsibilities Approve credit proposals according to delegated authority Overall margin control for all products and liquidate positions Maintain and update credit policy and procedures Perform products review such as stocks, OTC products on a regular basis. Close communication with other relevant departments to complete projects or tasks Assist in system enhancement for new products, FRR changes Other ad hoc duties as assigned by the superv...
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- Hong Kong
- Posted about 2 months ago
I am looking for a strategic leader to serve and lead as Head of Digital Strategy and Channels for my client, a leading global Asset Management firm. He/She will help to develop a high level of digital capabilities and expertise to expand the firm’s distribution with existing and new clients and increase their revenue by participating in adjacent businesses across the wealth management value chain. This will require collaboration with the ma...
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- Hong Kong
- Posted about 2 months ago
Responsibility: The person shall be the Regional Audit Director responsible for reviewing and evaluating the effectiveness of the Bank's operational, compliance, system and market risks control (including Treasury Operation risk), and providing the results of the review and recommendations to Management Accountability: Develop audit programs for assigned audits based on risk assessment and audit schedule which include the review and evaluati...
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- Hong Kong
- Posted about 2 months ago
I am looking for a strategic leader to serve and lead as Head of Customer Segmentation & Engagement my client, a leading bank in Hong Kong. He/She will help formulate and drive the customer engagement strategy to improve the bank’s portfolio quality, customer loyalty and profitability. Key Responsibilities: Formulate customer engagement strategy to deepen customer relationship as measured by revenue per customer, product pe...
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- Hong Kong
- Posted about 2 months ago
Responsibilities Prepare annual / interim financial disclosure, HKMA banking returns and Head Office reports Develop and implement internal control procedures in order to ensure data accuracy of financial disclosure and regulatory reporting Provide analysis and advice on new HKMA / Basel disclosure and regulatory reporting requirements Participate in related system projects and UAT testing Handle ad hoc projects to support department and man...
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- Hong Kong
- Posted about 2 months ago
Responsibilities Provide guidance and lead engagements on KYC due diligence in new client onboarding and conducting periodic review Perform guidance and perform account activity review in conducting periodic review and ensure timely escalation of suspicious transactions to MLRO Interact with FO staff on KYC/CDD deficiency issues and request for supporting records in new client onboarding and conducting periodic review Ensure local procedure...
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- Hong Kong
- Posted about 2 months ago
Responsibilities Conduct and execute quality assurance controls AML monitoring and CIP review activities, including Client Onboarding, PR, Transaction Monitoring, Client Screening, STR Reviews etc Perform testing on transaction monitoring and CIP review activities in accordance with the regulatory requirements Assess the effectiveness of the compliance controls and relevant procedures, and to address the underlying risks and regulatory requi...
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- Hong Kong
- Posted 2 months ago
I am looking for a strategic leader to serve and lead as Head of Digital Strategy and Channels for my client, a leading global Asset Management firm. He/She will help to develop a high level of digital capabilities and expertise to expand the firm’s distribution with existing and new clients and increase their revenue by participating in adjacent businesses across the wealth management value chain. This will require collaboration with the ma...
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- Hong Kong
- Posted 2 months ago
Our client is a fast-growing international top tier Fund House with global footprint. With their rapid growth in business, they are currently looking for a dynamic Finance Manager to join their HK finance team. Responsibilities: Responsible for daily accounting functions including month end closing, monthly financial statements Handle tax and regulatory reports Prepare budgeting and forecasting, analysis, reconciliation, tax and audit ...
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- Hong Kong
- Posted 3 months ago
I am looking for a Derivatives Business Analyst for my client, a global Investment Management firm. He/She will act as a Business Analyst from front to back office for Derivative business. This role is to be based in Singapore. Key Responsibilities: Understand derivative business from market perspective to make sure the technology is being delivered in the right direction Partner with IT and vendors to come up solution, propos...
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- Hong Kong
- Posted 3 months ago
I am looking for a strategic leader to serve and lead as Head of Digital Transformation for my client, a leading bank in Hong Kong. He/She will be responsible for leading a team to manage different digital technology projects for the business. Key Responsibilities: Lead the Digital Project Delivery Team and Usability & Quality Assurance Team to deliver the digital initiatives enhancing the customers’ digital journey. Collaborat...
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- Hong Kong
- Posted 3 months ago
I am looking for a strategic leader to serve and lead as Head of Digital Product Delivery for my client, a leading bank in Hong Kong Key Responsibilities: Lead and manage the digital initiatives for the bank’s Retail and Private Banking business. E.g digital channels and products including payments, savings, investing and protecting etc. Work closely with digital product and channel teams to define digital product vision, conce...
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- Hong Kong
- Posted 3 months ago
I am looking for a strategic leader to serve and lead as Head of Customer Experience for my client, a leading bank in Hong Kong. He/She will drive and lead the digital and CX transformation for the Retail and Private Banking business. Key Responsibilities: Lead the customer experience team to deliver superior end-to-end customer experience across channels and touchpoints in the customer journey. Advocate journey thinking and e...
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- Hong Kong
- Posted 4 months ago
Responsibilities Review and improve risk management policy and risk management framework Contribute to the development of risk system and improving current process by ways of automation Perform regular risk assessment from both market risk and credit risk perspective Analyse current risks and identifying potential risks Monitoring market risk and ALM limits for Execution Desk and Trading desk, the purpose is to control the potential risk form ...
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- Hong Kong
- Posted 4 months ago
I am looking for a strategic leader to serve and lead as Head of Operations for my client, a leading bank in Hong Kong Key Responsibilities: Oversee the Operations Department for the bank and set up a strategic operational plan which would be based on the bank’s business plans Regularly review operational processes to ensure that: (1) adequate controls are in place to minimize errors; (2) maximum efficiency is achieved by strea...
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- Hong Kong
- Posted 4 months ago
I am looking for a strategic leader to serve and lead as Head of Client Experience for my client, a leading bank in Hong Kong Key Responsibilities: Design, develop and lead customer centric experience and engagement strategy to align with the bank’s overall business objectives Ensure a customer centric strategy focusing on the delivery of a consistent delivery of a superior customer experience Responsible for driving customer c...
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- Hong Kong
- Posted 4 months ago
As Head of Risk Management, the successful candidate will be responsible for the overall risk oversight and strategy for the company. This will include supporting the implementation and maintenance of risk management frameworks and policies, implementing risk mitigation strategies, ensuring timely and accurate risk reporting to the Senior Management Team, and setting out action plans to rectify any weaknesses identified. The successful cand...
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- Hong Kong
- Posted 4 months ago
I am looking for a strategic leader to serve and lead as Head of Operations Change, APAC for my client, a large global Asset Management firm. This role is to be based in Singapore. Key Responsibilities: Provide strong leadership of the APAC Operations Change team - Programme Managers, Project Managers, Business Analysts and Business SMEs Oversight of a large portfolio of both regional and global Change initiatives Responsib...
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- Hong Kong
- Posted 5 months ago
Responsibilities Handle SFC enquiries and S181, S182 & S183 investigations by the SFC, and investigations/ enquires from other authorities. Design compliance surveillance programs and conduct compliance monitoring/ reviews and ad-hoc investigations (including investigations of suspicious activities/ transactions). Report non-compliance issues noted and suggest remedy/ resolution and/or related compliance improvement plan. Liaise with business,...
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- Hong Kong
- Posted 5 months ago
I am looking for an individual to serve as Middle Office Analyst for my client, a large American Asset Management in Hong Kong Key Responsibilities: Responsible for implementing investment convictions by authorizing complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts Ensure all trade authorizations are in compliance with guidelines and regulatory rules, tax and e...
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- Hong Kong
- Posted 5 months ago
Responsibilities: Identify and rectify internal breaches/control weakness through ongoing review/monitoring of the control framework from group and local regulatory requirement perspective; Conduct regular reviews and surveillance on Compliance and controls framework, which cover the following and not limited to - investment selling practice (suitability), product due diligence, general compliance, ad-hoc thematic reviews; Prepare documentat...
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- Hong Kong
- Posted 5 months ago
I am looking for a strategic leader to serve and lead as Head of Technology Platform for my client, a leading bank in Hong Kong. Key Responsibilities: Lead and manage the digital platform team facilitating latest financial and innovative technologies developments for the bank Develop, manage and implement best-in-class customer centric journey via adoption of innovative and modernized technology, agile practice across all the...
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- Hong Kong
- Posted 5 months ago
I am looking for an individual to serve as Middle Office Analyst for my client, one of the largest investment management organisation in the world. Key Responsibilities: Responsible for implementing investment convictions by authorizing complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts Ensure all trade authorizations are in compliance with guidelines and regulat...
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- Hong Kong
- Posted 5 months ago
I am looking for an individual to serve as Middle Office Senior Analyst for my client, one of the largest investment management organisation in the world. Key Responsibilities: Responsible for implementing investment convictions by authorizing complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts Ensure all trade authorizations are in compliance with guidelines and ...
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- Hong Kong
- Posted 5 months ago
I am looking for an individual to serve as Business Change Analyst for my client, a global leading asset management company. Key Responsibilities: Assist the regional change initiatives with focus on Greater China investment change projects; by working with the other Business Change Managers within the team Develop a close working relationship with front office business stakeholders in order to determine functionality gaps a...
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- Hong Kong
- Posted 6 months ago
I am looking for an individual to serve as Digital Project Manager/ Business Analyst for my client, a global leading financial services firm. Key Responsibilities: Manage Projects to the correct level of governance and in line with the firm’s project management methodology Develop requirements and produce high quality process flows Work collaboratively and build relationships with internal stakeholders to elicit requirements to e...
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- Hong Kong
- Posted 7 months ago
I am looking for an individual to serve as Equity Derivatives Valuations (VP/Dir) for my client, a leading global multi strategy hedge fund. He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L. Key Responsibilities: ...
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- Hong Kong
- Posted 7 months ago
I am looking for an individual to serve as China QFII Operations lead for my client, a leading global multi strategy hedge fund. He/She will manage the trade lifecycle of daily trading activities of all of firm’s activities in onshore China (Cash Equities, Index Futures, Commodity Futures, Convertible Bonds, Bonds and Cash Management). Key Responsibilities: Perform daily trade, position and cash reconciliations of all asset c...
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- Hong Kong
- Posted 7 months ago
I am looking for an individual to serve as Operations/Middle Office Specialist (China QFII) for my client, a leading global investment management firm. He/She will manage the trade lifecycle of daily trading activities of all of firm’s activities in onshore China (Cash Equities, Index Futures, Commodity Futures, Convertible Bonds, Bonds and Cash Management). Key Responsibilities: Perform daily trade, position and cash reconci...
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- Hong Kong
- Posted 7 months ago
I am looking for an individual to serve as Middle Office Valuations Specialist for my client, a leading global investment management firm. He/She will help to build out the internal system infrastructure, focusing on the pricing and valuation of equity volatility products. He/She will also be involved in the setup of new products, verification of pricing models, as well as the observation and analysis of P&L. Key Responsibilities: ...
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