Connecting...
Jobs in Banking & Financial Services
-
- Hong Kong
- Posted 9 months ago
Responsibilities: To carry out the compliance monitoring programmes on high-risk operations To perform scheduled branch visits To perform compliance review / self-assessment on selected operations To prepare management report on branch visit and compliance review/ monitoring To provide recommendations on compliance issues and findings being identified To follow up the implementation of recommendations issued To assist in planning, developing a...
-
- Hong Kong
- Posted 21 days ago
This is an excellent opportunity for an experienced Compliance Officer to join a leading international law firm and lead the compliance team across Asia. The successful candidate will be responsible for managing a mid-size regional compliance team in providing AML as well as compliance advisory support to the business and its clients. International work environment Excellent salary and benefits Regional role with minimum travel requirement The...
-
- Hong Kong
- Posted 23 days ago
Minimum 10 years regulatory/advisory compliance experience in commercial/corporate banking Prestigious international corporate bank Strong language skills in English and Chinese Responsibilities Provide effective compliance advice and support to management as well as business stakeholders Ensure timely dissemination of regulatory update and issuance of compliance alerts to management as well as business stakeholders Promote and maintain an eff...
-
- Hong Kong
- Posted about 1 month ago
Head of Risk – Private Banking role Minimum 8 years experience in operational risk private banking Prestigious international private bank Job Description: Role: Head of Risk Hong Kong – Private Banking Reporting Line: Head of Risk Management Asia Overview: Ensuring with local Compliance Officer of strict adherence at all times to local regulatory and supervisory requirement. Active involvement in strategic risk management (e.g. pro-active assi...
-
- Hong Kong
- Posted about 2 months ago
Minimum 6 years compliance testing or review experience in commercial banking International commercial bank Required - Chinese and English language skills Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. \dentify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement. Compile compliance review reports to highlight major regulatory compliance ...