Group Digital Compliance and Risk Management – AVP

Job description

​This role will be responsible for day-to-day dealings of Crypto /digital sectors to ensure the relevant business activities are operating in a strict compliance with the Group Risk Management/Compliance Framework as well as applicable law(s) and regulation(s).

The successful candidate is required to enable effective risk control over various digital operations and facilitate the Group to make changes according to the current regulatory landscape of digital segments, including Blockchain/ Crypto/ FinTech. He/ She is also an integral part of the Group Risk Management and Compliance Department supporting different control functions to maintain and uphold the standards of risk management, regulatory compliance as well as corporate governance related disciplines across the Group.

Maintenance of Risk Management/Compliance Framework

• Support the implementation of Risk Management/Compliance Framework for Group digital businesses.

• Develop effective risk controls for the daily operation of Group digital businesses.

• Coordinate with business/ IT/ control functions to ensure the relevant regulatory compliance and risk exposures are maintained within pre-defined levels and the Group risk appetites.

• Monitor and report any non-compliance/ regulatory breach of daily operation of Group digital business for immediate follow-up.

• Arrange training, briefing etc. sessions to promote staff awareness of Risk Management/Compliance matters in relation to Group digital businesses.

Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) Controls of Crypto Transaction/ Blockchain Activity

• Conduct mandatory screening test/ examination of all digital business activities related to Blockchain/ Crypto/ FinTech as per applicable law/regulatory requirements and Group policy standards on a regular basis.

• Confirm all relevant assets and accounts passing all testing/ examinations with satisfactory result to identify illicit assets, either in fiat or crypto form, in a timely manner.

• Examine the performance of screening mechanism/ system to ensure it can cope with business needs of the Group.

• Prepare suspicious transaction/ account activity report to Law Enforcement Agency with necessary information; and

• Monitor the current development of regulatory landscape of digital segments and support the Group and its relevant businesses to make necessary change and modification.

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To succeed in this role

• Degree in Accounting, Business Administration, Corporate Governance, Economics, Finance or Risk Management or relevant disciplines.

• At least 5 years or more related work experience of Blockchain/ Crypto/ FinTech in commercial/ financial sectors.

• Solid understanding of law and regulation in relation to Anti-Money Laundering and Counter-Financing of Terrorism/ Sanctions Compliance/ Securities and Futures.

• Broad experience as an in-house risk control/ regulatory compliance in technology/ financial industry.

• Experience in or curiosity for Blockchain/ Crypto/ FinTech and other new technologies.

• Strong knowledge of risk management, strong problem-solving ability with analytical and critical thinking;

If you are interested in finding out more about this career opportunity, please email your resume to enquiries@ charterhouse.com.hkWeb: www.charterhouse.com.hk

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