Assistant Manager - Regulatory Compliance, Global FS

Job description

A leading international financial institution is seeking a motivated compliance professional to join its Hong Kong office. This is an excellent opportunity for individuals with long-term career aspirations to contribute to a dynamic team that plays a pivotal role in regulatory compliance, governance, and risk management across the Asia-Pacific region.

Key Responsibilities

• Handle licensing registration, renewals, and updates, ensuring timely submissions and accurate records.
• Assist in monitoring regulatory changes and maintaining tracking tools to keep obligations up to date.
• Support the preparation of compliance reports, summaries, and presentations for management.
• Coordinate with colleagues and stakeholders to implement compliance processes and meet regulatory requirements.
• Contribute to regional compliance projects by providing research, documentation, and administrative support.
• Help organize training sessions and awareness initiatives to strengthen compliance culture across the office.
• Provide backup support to team members and contribute to smooth daily operations.

Requirements

• Degree in Law, Finance, Business, or Accounting.
• 3-6 years of experience in compliance, preferably within financial services.
• Basic knowledge of Hong Kong banking regulations and practices.
• Strong organizational and prioritization skills.
• Self-motivated, detail-oriented, and able to work effectively in a fast-paced environment.
• Fluent in both English and Cantonese, with strong communication skills.