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Banking & Financial Services

Legal

AVP, Trade Surveillance

Job details

Location: Hong Kong
Job Type: Permanent
Discipline:
Reference: AVP-TS/EC250424
Posted: 3 months ago

Job description

Our client, a leading HK financial entity, is looking for an AVP, Trade Surveillance for their upcoming team expansion.

 

Responsibilities:

  • Perform trade monitoring and surveillance across equities markets primarily in real time

  • Review of surveillance reviews and prepare MI reporting to ensure accurate information is shared

  • Ensure appropriate control to mitigate risks of trading

  • Update the compliance program policies and conduct internal reviews when required

  • Perform other projects as assigned by management

 

Requirements:

  • University degree from a related discipline

  • 6+ years of proven monitoring and surveillance experience (Experience of SMARTS and Actimize would be preferred)

  • Understanding of regulatory environment

  • Strong communication skills in English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu, elaine.chu@charterhouse.com.hk Web: www.charterhouse.com.hk

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