Risk Officer

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: RO/NR020622
Posted: over 1 year ago

Job description

This is a position that offers both Risk Control and Compliance exposure towards Fixed Income and FX trading as well as Treasury and Cash Management business. The role will be a mix of daily routine tasks and supporting the Head of Risk Oversight Asia, and Head of Branch Compliance with monitoring tasks. This is primarily a Risk Control role with some support towards the Compliance functions.


Given the broad range of tasks, this will be a challenging role with good potential to grow in experience and knowledge.


Reporting to: Head of Compliance Hong Kong (locally), Head of Risk Oversight Asia (functionally)


Duties and Responsibilities:


Risk Oversight

  • Daily monitoring of local limits

  • Identify, monitor, analyses, control and present risks to local stakeholders including Management team in Hong Kong as well Risk Oversight management

  • Work closely with the local business and support functions, as well as the global organization

  • Challenge and support the 1st line of defense in risk issues

  • Ensure that Group Risk policies and “way of working” are implemented locally

  • Ensure all Non-Financial risk tools and procedures are efficiently implemented, and continuously supported, including trainings, New Product Approval Process, incident handling, Crisis Management Exercise etc.

  • Run and participate in projects across all Group Risk geographies



  • Assist in ad-hoc/routine questionnaires/assessments upon regulators’ requests;

  • Provide AML/CFT support and guidance to business units.



  • Graduate degree or other professional qualification is required;

  • 2-3 years relevant working experience in the financial industry;

  • Effective communication and organizational skills are required and the ability to handle multiple tasks simultaneously, cooperate up, down, and across the employee chain;

  • Preferably with good understanding of products in the areas of FX and Fixed Income;

  • Strong reading, interpretation and analytical skills;

  • Diligent, proactive, and willing to keep learning;

  • Appreciate to work in a global organization – teamwork & cooperation

  • Ability to structure, co-ordinate and organise tasks in a busy environment and to work independently;

  • Strong written and spoken English and Chinese.

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, Web:


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Image 2022 02 26 T04 57 33
Image 2022 02 26 T04 57 33