Banking & Financial Services

RO - Type 1 Licensed

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: ROTL/EC240624
Posted: 30 days ago

Job description

Our client, a foreign asset manager, is looking for a Type 1 RO to join their expanding team.



  • Assist in the SFC license application and setting up operations for the firm

  • Act as a RO and supervise SFC regulated activities of the firm

  • Ensure firm complies with laws, regulations and standards of good market practice

  • Liaise with SFC in compliance related matters



  • Hold valid SFC RO Type 1 license – preference given to unconditional Ros

  • Sound knowledge of SFO, regulations and guidelines

  • Understanding of investment management firms

  • Good command of written and spoken English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu, Web:


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