Vice President - Regulatory Compliance, Global Banking Group

Job description

Position Summary

An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integrated banking group. This leadership role will support key regulatory compliance functions, with a particular focus on licensing oversight, regulatory engagement, and the strategic orchestration of firm-wide compliance initiatives. The successful candidate will be instrumental in advancing the firm's regulatory posture and cultivating strong relationships with supervisory authorities and internal stakeholders. A steadfast commitment to integrity, accountability, and ethical standards is essential to the role.

• One the world's top-tier financial institutions, known for its stability and values-driven approach to banking.
• Engage with a broad network of regional and global stakeholders
• Shape and drive compliance strategy in a role that offers high visibility

Key Responsibilities

• Lead and manage all licensing and accreditation processes to ensure alignment with prevailing regulatory standards and maintaining timely execution.
• Stay abreast of legislative and regulatory developments; implement advanced tracking systems to manage ongoing compliance obligations.
• Partner with compliance advisory teams to ensure the seamless integration of new regulatory requirements into internal processes while maintaining active dialogue with relevant stakeholders.
• Produce high-level reporting packages and management materials that provide analytical insights into compliance risks, regulatory trends, and governance priorities.
• Timely identification and escalation of critical regulatory issues to the Head of Hong Kong Compliance, accompanied by strategic remediation proposals.
• Lead participation in global and regional compliance programs, engaging with colleagues across Tokyo, Asia Pacific, and affiliated entities to support uniform risk management practices.
• Provide structured training and subject matter guidance to internal teams, promoting awareness and adherence to compliance procedures.
• Cultivate a proactive compliance culture that reflects integrity, accountability, and respect for regulatory frameworks.
• Serve as a mentor to junior team members and assist other Compliance Division personnel to ensure operational continuity.

Candidate Profile

• Holds a university degree or higher qualification in Law, Finance, Accounting, or a related discipline.
• Possesses at least 10 years of progressive experience within regulatory compliance functions in the financial services sector.
• Well-versed in Hong Kong's financial regulatory architecture and supervisory bodies.
• Proven expertise in managing licensing workflows and navigating regulator engagements.
• Highly analytical, with the ability to deliver practical solutions to complex regulatory issues.
• Possesses strong verbal and written communication skills suited to cross-functional and senior-level interactions.
• Excellent command of both written and spoken English and Chinese.