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Banking & Financial Services

AVP, General Compliance – Corporate Banking

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Discipline:
Reference: AVPGCCB/NR231222
Posted: about 1 month ago

Job description

Job Duties & Responsibilities:

  • Handling of regulatory engagement including assist to coordinate regulatory examinations, prepare for regulatory submissions.

  • Assist to review marketing materials.

  • Assist the handling of compliance related enquiries / advice.

  • Assist the preparation of training materials or compliance meeting and administer training logistics/records.

  • Review and provide comments on compliance related internal policies and procedures.

  • Prepare ad hoc and regular compliance and regulatory related reports with applicable statutory and regulatory requirements to branch management or Head Office as required.

  • Perform filing to Companies Registry on the change of corporate information and maintain directors’ records.

  • Assist in ad hoc duties as assigned and administrative support.

 

Requirements:

  • University graduate.

  • 5 years’ relevant experience in compliance preferably from banking industry.

  • Well versed with regulations in banking industry.

  • People oriented and a good team player with strong communication, interpersonal, and presentation skills.

  • Proficient in both spoken and written English and Chinese

 

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, nestor.roldan@charterhouse.com.hkWeb: www.charterhouse.com.hk

 

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy.

Image 2022 02 26 T04 57 33
Image 2022 02 26 T04 57 33