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Director, Compliance Advisory (Investment Bank)

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Discipline:
Reference: DCAIB/EC300724
Posted: 3 months ago

Job description

Our client, a leading foreign investment banking group, is looking for a team lead for their compliance team.

 

Responsibilities:

  • Provide regulatory and product compliance advice to trading floor and various business units

  • Monitor and take appropriate action when required for compliance related matters

  • Develop and perform desk reviews periodically

  • Liaise with various business units to implement higher compliance awareness across firm

  • Develop compliance training manuals and track programs as required

 

Requirements:

  • University graduate in a related discipline

  • Over 8 years of compliance or compliance related experiences from various i-banks or securities firms

  • Strong soft skills requirements and remediate action plans from regulators

  • Excellent command in both written and spoken English, Cantonese

 

If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu, elaine.chu@charterhouse.com.hkWeb: www.charterhouse.com.hk

 

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