Job details
Location: | Hong Kong S.A.R |
Job Type: | Permanent |
Discipline: | |
Reference: | ORMSM/NR300822 |
Posted: | 9 months ago |
Job description
Major Responsibilities and Objectives
Strengthen Risk Management framework
Ensure the Operational Risk Framework is duly implemented and review the Key Control Self Assessments (KCSAs) and Key Risk Indicators (KRIs) submitted from functions and businesses to assess the proper functioning and adequacy of existing controls
Drive the Company’s OR culture and co-ordinate the KCSAs and KRIs submission with the business and function heads
Oversee the complaint investigation process to ensure compliance with Company guideline.
Co-ordinate the regular and ad hoc OR data requests
Major Tasks and Activities
Coordinate the monthly ORC meeting and quarterly UORM meeting including agenda preparation based on the observations/ findings noted in the KCSAs & KRIs
Design and implement effective control measures e.g. KRIs and monitoring plans for operational risk management, with relevant internal stakeholders
Conduct surprise visits to branches and direct sales representatives and identify deficient areas, monitor key risks identified and formulate appropriate action plans
Review in depth operational risk incidents / complaints, monitor action plan and work with responsible units on operations enhancement and/or risk mitigation
Conduct in-house staff training on OR and Compliance related topics
Prepare and present to key stakeholders the monthly compliance and operational risk report
Requirement
University degree holder in Risk Management / Finance / Accounting or related disciplines
At least 10 years of solid experience of Internal Audit / Control / Operational Risk function in financial institutions preferably from retail banking;
Familiar with consumer finance products/ services and the general flows
Excellent in both spoken and written Chinese and English
Proficient in MS Office Application, including Word and Excel
Interest in Technology and Fintech innovations
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, nestor.roldan@charterhouse.com.hk Web: www.charterhouse.com.hk
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