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Banking & Financial Services

VP/AVP Wealth Management/Private Banking Compliance

Job details

Location: Hong Kong
Salary: HK$70000 - HK$80000 per month
Job Type: Contract
Discipline:
Reference: 86881_1760952458
Posted: about 5 hours ago

Job description

Are you a seasoned compliance professional ready to make an impact in a dynamic, international financial environment? This is your opportunity to join a prestigious firm with deep roots in private wealth management and a strong presence across major financial hubs.

What You'll Be Doing

As a key member of the Hong Kong Compliance team supporting the Private Wealth Management division, you will:

  • Deliver expert guidance on regulatory matters, ensuring business practices align with local and international standards.
  • Collaborate with senior leadership to assess and manage regulatory risks.
  • Design and execute compliance monitoring programs and internal control frameworks.
  • Identify gaps or inconsistencies in processes and escalate issues with actionable recommendations.
  • Stay ahead of regulatory developments and communicate changes effectively across the organization.
  • Lead training initiatives to promote a strong compliance culture and enhance risk awareness.
  • Support broader compliance functions as needed, contributing to a cohesive and proactive team environment.

What You Bring

  • At least 5 years of experience in compliance or legal roles within banking, preferably in private banking or wealth management.
  • Solid understanding of Hong Kong's regulatory landscape (HKMA/SFC).
  • Proven track record in regulatory advisory and surveillance.
  • Fluent in English and Cantonese; Mandarin is a plus.
  • Tech-savvy with proficiency in compliance-related tools and systems.
  • Detail-oriented, self-driven, and capable of managing multiple priorities under tight deadlines.
  • A team player who thrives in a fast-paced, high-stakes environment.