AVP, Regulatory Compliance - Corporate Banking

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: AVPRC/NR160522
Posted: almost 2 years ago

Job description

Job Responsibilities

  • Provide compliance advice to internal stakeholders to ensure compliance with applicable statutory and regulatory requirements related to the Branch's business

  • Prepare management reporting to assist senior management in identifying and management key compliance risks and trends of the Branch’s business

  • Monitor new regulatory developments I news related to the Branch and disseminate information to relevant parties on a timely basis.

  • Collaborate with Business to develop I revise I maintain policies and procedures (where applicable) in response to developments in applicable statutory and regulatory requirements related to the branch's business

  • Conduct compliance review on the Bank’s process and procedures to identify gaps and areas for enhancements.

  • Develop and deliver compliance training on applicable statutory and regulatory requirements related to the Branch's businesses.

  • Provide support to the team in ad-hoc projects and liaison with regulators I Group Audit.


Job Requirements

  • Degree holder in Accounting, Business Administration, Finance or Law or related discipline

  • Minimum 4 years' experience in wholesale banking industry or private banking industry with hands-on compliance experience in general compliance

  • Preferably with professional qualification in accounting I banking

  • Practical knowledge of various statutory and regulatory requirements relevant to banking industry

  • Good command of both written and spoken English and Chinese


If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, Web:


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