AVP – VP CDD, Financial Crime Compliance – Private Banking

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: AVPCDD/NR270721
Posted: 4 months ago

Job description



  • Provide guidance and lead engagements on KYC due diligence in new client onboarding and conducting periodic review

  • Perform guidance and perform account activity review in conducting periodic review and ensure timely escalation of suspicious transactions to MLRO

  • Interact with FO staff on KYC/CDD deficiency issues and request for supporting records in new client onboarding and conducting periodic review 

  • Ensure local procedures are in alignment with the regulatory requirements and assist in regular updating of the internal policies and procedures

  • Prepare training materials and deliver AML training and share knowledge with team members

  • Provide guidance and perform BI / IAM annual review




  • University degree in Accounting, Business, Law or related discipline 

  • At least 5 years solid experience in AML, FCC, compliance, audit or related field preferably in private banking or with regulatory authorities

  • Sound knowledge of regulations

  • Good command of written and spoken English and Chinese.

  • Good communications skills and ability to work independently as well as in a team


If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan,  Web:


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