Job details
| Location: | Hong Kong S.A.R |
| Job Type: | Permanent |
| Discipline: | |
| Reference: | CMGBA/NR130722 |
| Posted: | over 1 year ago |
Job description
Responsibilities:
Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new Bank's business and operations;
Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects
Track and monitor the Bank's progress in complying with new and change of regulatory requirements and recommendations of regulators
Identify and assess compliance risks of the Bank and provide recommendations to business and support units for compliance control improvement
Coordinate and advise business and support units when responding to compliance related enquiries, queries and/or surveys raised / initiated by regulators and industry associations and handle enquiries from regulators
Keep abreast of the latest development of applicable regulatory rules, requirements and environment of the banking industry
Cultivate compliance culture and raise compliance awareness among staff by providing relevant information, publications and training on compliance matters
Assist in the regular management reporting
Take up ad-hoc compliance related projects as designated by management from time to time
Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management.
Requirements:
Degree holder in Law, Accounting, Finance or related disciplines
Minimum 5 years in general audit / compliance experience in banking industry
Good knowledge in banking laws, Securities and Future Ordinance, operations, products and services
Self-motivated, independent, good communication skills and able to communicate effectively at all levels
Proficiency in using MS Word, MS Excel and MS Powerpoint
Familiar with relevant policies and procedures of the Bank as well as regulatory requirement
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, nestor.roldan@charterhouse.com.hk Web: www.charterhouse.com.hk
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