Compliance Manager, General Banking Advisory

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: CMGBA/NR130722
Posted: over 1 year ago

Job description


  • Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new Bank's business and operations;

  • Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects

  • Track and monitor the Bank's progress in complying with new and change of regulatory requirements and recommendations of regulators

  • Identify and assess compliance risks of the Bank and provide recommendations to business and support units for compliance control improvement

  • Coordinate and advise business and support units when responding to compliance related enquiries, queries and/or surveys raised / initiated by regulators and industry associations and handle enquiries from regulators

  • Keep abreast of the latest development of applicable regulatory rules, requirements and environment of the banking industry

  • Cultivate compliance culture and raise compliance awareness among staff by providing relevant information, publications and training on compliance matters

  • Assist in the regular management reporting

  • Take up ad-hoc compliance related projects as designated by management from time to time

  • Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management.



  • Degree holder in Law, Accounting, Finance or related disciplines

  • Minimum 5 years in general audit / compliance experience in banking industry

  • Good knowledge in banking laws, Securities and Future Ordinance, operations, products and services

  • Self-motivated, independent, good communication skills and able to communicate effectively at all levels

  • Proficiency in using MS Word, MS Excel and MS Powerpoint

  • Familiar with relevant policies and procedures of the Bank as well as regulatory requirement


If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan, Web:


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Image 2022 02 26 T04 57 33