Banking & Financial Services

Senior Manager, Regulatory Compliance

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: SMRC/EC280624
Posted: 25 days ago

Job description

Our client, a leading banking group, is adding a new headcount for SM, Regulatory Compliance.



  • Monitor changes in laws, regulations, guidelines to business stakeholders

  • Conduct risk assessments to identify potential compliance gaps and oversee compliance training programs for employees

  • Prepare regulatory reports and filings as required

  • Assist Team Head/Department Head in managing regulatory examinations and overseeing the compliance reviews



  • University graduate from a related discipline

  • Minimum 7 years of experience in compliance/risk management within a banking group

  • Experience liaising with HKMA, SFC, IA etc.

  • Excellent communication in English, Cantonese and Mandarin



If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu,


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