Banking & Financial Services

VP, Regulatory Compliance Team Lead (SFC 1 4 6 9)

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: VPRCTL/EC140324
Posted: about 1 month ago

Job description

Our client is looking for a Senior Manager, Regulatory Compliance to join their team.



  • Assist with licensing, performing compliance reviews and responding to SFC inquiries

  • Monitor client trading platforms and increase staff awareness for compliance

  • Identify and recognize compliance risks

  • Liaise with regulators and internal stakeholders to increase compliance awareness



  • University graduate from a related discipline

  • 8+ years of compliance experiences from a leading SFC licensed firm (Type 1, 4, 9)

  • Team management skills preferred

  • Solid command of English and Chinese


If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu,


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