- Perform Compliance Review (Compliance Assurance)
- 1.2M base salary per annum; bonus on top
- Centrally located office
Assist the department head in overseeing the Bank’s compliance with statutory and regulatory requirements and lead the execution of risk-based compliance reviews.
- Lead and supervise a team of Compliance Review staff
- Performing risk-based compliance reviews to assess the effectiveness of key controls designed to address regulatory compliance risk and control issues
- Reporting and escalating compliance issues and any risk implications and designing rectification actions accordingly
- Validating and reviewing adequacy of compliance review related policies, programs, and control procedures
- Hold a Degree in a related discipline
- At least 8 years of compliance review or related experience gained with a bank, a financial services company or BIG4
- Proficiency in both English and Chinese
- Proven leadership skills with excellent communication and interpersonal skills
If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, firstname.lastname@example.org Web: www.charterhouse.com.hk
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