Banking & Financial Services

Senior Associate, Product Compliance (Equities)

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: SAPCE/EC110324
Posted: about 1 month ago

Job description


  • Provides product compliance to APAC across equities related products

  • Keep abreast of regulatory changes and developments

  • Work closely with business and other functions

  • Liaise with regulators, stakeholders, auditors as required

  • Conduct quality review of SMARTs monitoring



  • University graduate from a related discipline

  • Good working knowledge of equities products

  • Strong command of English and Chinese (at business level)

  • Strong communication skills and analytical skills

If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu,


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