Job details
Location: | Hong Kong S.A.R |
Job Type: | Permanent |
Discipline: | |
Reference: | BCM-CB/NR180221 |
Posted: | about 3 years ago |
Job description
Responsibilities:
- Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements
- Maintain an effective CSA checking mechanism and review approach
- Prepare reports on issues / non-compliance identified in CSA checking
- Assist divisions / department to prepare Key Risk Indicators (KRI) reports based on data provided by divisions / departments
- Review gap analysis reports prepared by divisions / departments and provide advice
- Review Operational Risk Event (ORE) Reports relating to non-compliance / breaches
- Monitor status of completion of remedial / preventive measures for exceptions identified in CSA, KRI reporting and Gap Analysis Report and report overdue remedial measures to the relevant management committee
- Co-ordinate and handle enquires from divisions / departments regarding regulatory compliance requirements and provide advice and recommendations
- Perform ad hoc duties as assigned by Head of Business Compliance or senior management
Requirements:
- University graduate or above in Accounting, Business Administration or related disciplines
- 6 years or above relevant experience in compliance / audit / operational risk management in the banking industry
- Professional qualifications of CPA, ACCA and/or CIA is an added asset
- Familiar with operations and possess knowledge of policies, procedures and regulatory requirements relating to bank business / operations
- Good communication and people management skills
- Strong analytical and interpersonal skills and capable to work independently
- Proficiency in written and spoken English and Chinese
If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan nestor.roldan@charterhouse.com.hk Web: www.charterhouse.com.hk
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