Accounting & Finance

Banking & Financial Services


Business Compliance Manager - Commercial Banking

Job details

Location: Hong Kong
Job Type: Permanent
Reference: BCM-CB/NR180221
Posted: 6 months ago

Job description


  • Perform Control Self-Assessment (CSA) to ensure divisions / departments are in compliance with applicable regulatory rules and requirements
  • Maintain an effective CSA checking mechanism and review approach
  • Prepare reports on issues / non-compliance identified in CSA checking
  • Assist divisions / department to prepare Key Risk Indicators (KRI) reports based on data provided by divisions / departments
  • Review gap analysis reports prepared by divisions / departments and provide advice
  • Review Operational Risk Event (ORE) Reports relating to non-compliance / breaches
  • Monitor status of completion of remedial / preventive measures for exceptions identified in CSA, KRI reporting and Gap Analysis Report and report overdue remedial measures to the relevant management committee
  • Co-ordinate and handle enquires from divisions / departments regarding regulatory compliance requirements and provide advice and recommendations
  • Perform ad hoc duties as assigned by Head of Business Compliance or senior management                          


  • University graduate or above in Accounting, Business Administration or related disciplines
  • 6 years or above relevant experience in compliance / audit / operational risk management in the banking industry
  • Professional qualifications of CPA, ACCA and/or CIA is an added asset
  • Familiar with operations and possess knowledge of policies, procedures and regulatory requirements relating to bank business / operations
  • Good communication and people management skills
  • Strong analytical and interpersonal skills and capable to work independently
  • Proficiency in written and spoken English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan  Web: 

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