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Associate, Central/Regulatory Compliance (SFC Licensed)

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Discipline:
Reference: ACRC/EC270224
Posted: 2 months ago

Job description

Our client, a leading foreign investment bank is looking for an Associate, Central/Regulatory Compliance for their expanding team.

 

Responsibilities:

  • Draft, review and update policy requirements and procedures

  • Perform SFC licensing for staff

  • Ensure that the compliance functions for the entity are under strict adherence

  • Conduct risk assessments and train stakeholders and staff on new regulatory policies

 

Requirements:

  • University graduate from a related discipline

  • Strong command of Mandarin, English and Cantonese

  • Over 2 years of compliance in leading investment banks

  • Strong knowledge of wide products preferred (equities, FICC etc.)

 

If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu, elaine.chu@charterhouse.com.hkWeb: www.charterhouse.com.hk

 

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