Banking & Financial Services

Head of Compliance (SFC Licensed Firm)

Job details

Location: Hong Kong S.A.R
Job Type: Permanent
Reference: HOCSFC/EC190124
Posted: about 1 month ago

Job description

Our client, a leading Chinese investment bank is looking for a Head of Compliance.



  • Supervise and lead various compliance functions including AML, Control Room, Regulatory compliance

  • Draft, review and update policy requirements and procedures

  • Lead the compliance functions for the entity ensuring strict adherence

  • Conduct risk assessments and train stakeholders and staff on new regulatory policies

  • Mentor and supervise a team of 15 compliance staffs



  • University graduate from a related discipline

  • Strong command of Mandarin, English and Cantonese

  • Over 10 years of compliance in leading investment banks

  • Strong knowledge of wide products – including FICC, equities, etc.


If you are interested in finding out more about this career opportunity, please email your resume to Elaine Chu,


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Image 2022 02 26 T04 57 33