Connecting...

VP Compliance (Wealth Management Products), Around 1M Base + Bonus

Job details

Location: Hong Kong
Job Type: Permanent
Discipline:
Reference: VPCWAm/ERW
Posted: about 2 months ago

Job description

  • Large, prestigious financial services group
  • Opportunity to lead a small team
  • Around 1M base salary plus bonus

Large, prestigious financial services group is seeking to hire an experienced Compliance Manager for its Hong Kong office. 

Responsibilities:

  • Providing compliance advice on new business products and initiatives and conducting research on the applicability of relevant regulations
  • Advising management, business, operations and other relevant departments on industry best practices and promoting compliance awareness and conducting training
  • Implementing policies and procedures in relation to, and regularly review of, product marketing materials, sales programs, and advertisements to ensure compliance with legal and regulatory requirements
  • Identifying and reporting allegations of non-compliance relating to protocols and suggest compliance planning improvements

Requirements:

  • Bachelor’s degree or above
  • At least 8 years of related compliance experience with a financial services company
  • Knowledge and experience of  different financial products (equities, bonds, commodities, derivatives or funds)
  • Strong communication skills in English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong, erica.wong@charterhouse.com.hk  Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy